Chapter 14: Basic Principles of Organic Chemistry

In the 1820s two young chemists in Germany ran into a puzzle that should not have existed. Friedrich Wöhler was studying silver cyanate, a quiet, well-behaved salt. Justus von Liebig was studying silver fulminate, a compound so touchy that a small quantity could detonate on being struck. When each of them carefully analysed his compound, the results came out the same: the same elements, present in the same proportions. By the chemical thinking of the time this was impossible. If two substances contained identical amounts of identical elements, they had to be the same substance — yet one sat harmlessly in a bottle while the other exploded.

At first each chemist suspected the other of sloppy analysis. Careful repetition showed both were right. The Swedish chemist Jöns Jacob Berzelius drew the conclusion that changed organic chemistry: composition alone does not decide what a substance is. What also matters is how the atoms are joined and arranged. Berzelius gave the phenomenon a name — isomerism. The formula told chemists what was inside a molecule; only the structure could tell them what the molecule would do. Two compounds of identical composition and very different behaviour are compared in Fig. 14.0.

Diagram

Fig. 14.0 – Two flasks side by side, each labelled “same molecular formula C2H6O”; left flask labelled ethanol with structure CH3–CH2–OH, right flask labelled dimethyl ether with structure CH3–O–CH3; caption “same atoms, different arrangement, different substance”

NoteCuriosity Corner

Q1. Two compounds can have exactly the same molecular formula and still behave completely differently. What is it about a molecule, other than the atoms it contains, that decides how it behaves? Q2. Carbon is not the only element that forms four bonds, yet almost every compound in this chapter is built on a carbon framework. What is special about carbon that lets it build such an enormous variety of molecules? Q3. Chemists already had short, comfortable names such as acetic acid and chloroform. Why was a long systematic naming system such as IUPAC nomenclature still felt to be necessary? Q4. A single Lewis structure of benzene shows three single and three double carbon–carbon bonds, so we would expect two different bond lengths in the ring. Measurements show all six bonds are identical. What must be wrong with the single-structure picture? Q5. A carbocation carries the same single positive charge whether it is a methyl cation or a tert-butyl cation. Why, then, should one of them be so much more stable than the other?

As you work through this chapter, keep these five questions in mind — each of them will be answered as the ideas behind them are developed.

14.1 Introduction

  • Which element is essential to every organic compound?
  • Which unique property of carbon makes organic chemistry a separate branch of chemistry?
  • Which classes of organic compounds do we regularly eat as part of our daily diet?

Of all the elements in the periodic table, only carbon builds an immense array of compounds. The range is astonishing. At one end stands methane, \(\mathrm{CH_4}\), with a single carbon atom. At the other end stands deoxyribonucleic acid (DNA), a molecule that carries billions of carbon atoms in one continuous framework.

Why carbon stands apart

Carbon is tetravalent — each carbon atom forms four covalent bonds, a bond in which two atoms share a pair of electrons. More importantly, carbon bonds strongly to other carbon atoms, so these four bonds can be used to build chains, branches and rings of almost unlimited length. This ability of an element to link with itself is the property that gives organic chemistry its own separate branch.

Q. Many elements form covalent bonds, so why do only carbon chains grow to thousands of atoms?

A. The carbon–carbon bond is short and strong, and it stays stable whether the neighbouring carbon carries hydrogen, oxygen, nitrogen or another carbon. Chains of most other elements weaken rapidly as they lengthen, so they break instead of growing.

Carbon compounds around us

Crude oil is a complex mixture of compounds called hydrocarbons. Fuels, lubricants and the raw material for plastics are all separated out of it.

NoteDefinition

A hydrocarbon is an organic compound built only from carbon and hydrogen atoms.

The pharmaceutical industry is one of the most important chemical industries in the world, and the medicines it supplies us are organic compounds. Living systems run on organic molecules too — carbohydrates, fats, proteins and vitamins in our daily diet are all carbon compounds.

So we study organic compounds for two reasons. They are interesting in their own right, and the functions they perform are of the greatest importance to life.

The word “organic” is a leftover from an older belief. Early chemists could obtain these compounds only from living organisms — plants and animals — and thought some special force in life was needed to make them. The name stayed even after chemists learned to prepare such compounds in the laboratory.

Paracetamol, one of the most widely used medicines for fever and pain, is a single organic compound with a benzene ring, an \(\mathrm{-OH}\) group and an amide linkage. Every tablet in a strip contains a fixed mass of it — which is exactly why dosage matters. The same molecule that relieves fever at the prescribed dose damages the liver in excess. Reading a molecule’s structure and knowing its behaviour are not academic exercises; they are the basis of safe medicine.

Q2. Carbon is not the only element that forms four bonds, yet almost every compound in this chapter is built on a carbon framework. What is special about carbon that lets it build such an enormous variety of molecules?

A. Two properties act together. Carbon is tetravalent, so each atom has four bonding positions to fill, and the carbon–carbon bond is strong enough to survive in long sequences. A tetravalent atom that bonds well to itself can produce straight chains, branched chains and rings, and can carry other atoms at any position along them. This is why one element supports everything from \(\mathrm{CH_4}\) to DNA.

Find out the structures of glucose, vanillin, camphor and paracetamol using the internet. Mark the carbon atoms present in them. Assign the hybridization state to each carbon and oxygen atom. Identify the sigma (\(\sigma\)) and pi (\(\pi\)) bonds in these molecules.

To attempt that activity you need two ideas from your earlier study of bonding. Hybridization describes how a carbon atom’s one \(2s\) and three \(2p\) orbitals mix to give equivalent bonding orbitals — four \(sp^3\) orbitals for a carbon with four single bonds, three \(sp^2\) orbitals where a double bond is present, and two \(sp\) orbitals where a triple bond is present. A sigma (\(\sigma\)) bond is formed by head-on overlap of orbitals and a pi (\(\pi\)) bond by sideways overlap; every single bond is a sigma bond, while a double bond is one sigma and one pi bond.

(question only — no solution) From the following, pick out the compounds that are hydrocarbons and state why each of the others is excluded: \(\mathrm{CH_4}\), \(\mathrm{CH_3OH}\), \(\mathrm{C_6H_6}\), \(\mathrm{CO_2}\), \(\mathrm{C_2H_6}\), \(\mathrm{CH_3Cl}\).

14.2 Structural Representation of Organic Molecules

  • Draw the structural formula of ethane.
  • Draw the electron-dot structure of propane.

In earlier standards you learnt how to write structural formulae and electron dot structures of hydrocarbons. Both are ways of putting a three-dimensional molecule on flat paper, and each shows a different amount of detail.

Structural formula: every atom, every bond

The structural formula of a molecule shows all its constituent atoms, denoted by their symbols, and all the covalent bonds between them, each bond represented by a dash joining the two mutually bonded atoms. The structural formula of \(\mathrm{CH_4}\) is drawn in Fig. 14.16.

Diagram

Fig. 14.16 – Structural (dash) formula of methane: central C with four dashes, one each to H at top, bottom, left and right

Each dash in Fig. 14.16 stands for one shared pair of electrons. Four dashes at the carbon atom therefore say, in one glance, that carbon’s tetravalency is fully satisfied and that four hydrogen atoms are held by four single bonds.

Because of the dashes, a structural formula is also called a dash formula. It is the most complete picture of connectivity, and for that reason also the slowest to draw for a large molecule.

Electron dot structures

In the electron dot structure of a molecule, the valence electrons of all the atoms are shown as dots placed around the atomic symbols. Two dots drawn in between two atoms indicate one covalent bond between them. The electron dot structure of methane is shown in Fig. 14.17.

Diagram

Fig. 14.17 – Electron dot structure of methane: symbol C at centre with four H around it, a pair of dots between C and each H

To read such a structure, count what each atom brings. Carbon has four valence electrons and each hydrogen has one, so the four shared pairs around carbon add up to eight electrons — a complete octet — while each hydrogen reaches its duplet of two.

Electron dot structures are called Lewis structures, and the dash formula represents a simplified Lewis formula: it keeps the bonds but drops the individual dots. Chemists have developed some more ways of representing organic molecules, each fulfilling a specific requirement.

Q. If a dash formula already shows every bond, why is the dot structure ever needed?

A. A dash shows only a shared pair. The dot structure also shows lone pairs, which the dash formula hides. Lone pairs decide whether a molecule can donate electrons — that is, whether it can behave as a nucleophile or pick up a proton — so in reaction chemistry they must stay visible.

14.2.1 Condensed Formula

The complete structural formula can be simplified further by hiding some or all of the covalent bonds and by indicating the number of identical groups attached to an atom by a subscript. The formula of a compound written in this way is known as its condensed formula.

For example, the condensed formula of ethane can be written as \(\mathrm{CH_3\!-\!CH_3}\) or simply as \(\mathrm{CH_3CH_3}\).

Reading a condensed formula is a matter of unpacking the subscripts. In \(\mathrm{CH_3}\) the subscript 3 tells you that three hydrogen atoms are attached to that one carbon. In a formula such as \(\mathrm{CH_3(CH_2)_2CH_3}\), the bracket with subscript 2 means two successive \(\mathrm{-CH_2-}\) units lie between the two end methyl groups, so the molecule has four carbon atoms in a row.

Two styles of condensing are in common use. In one, repeated groups are collected inside a bracket, as in \(\mathrm{CH_3(CH_2)_2CH_3}\). In the other, every group is written out with the dashes kept, as in \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_3}\). Both describe the same molecule; the first is shorter, the second easier to follow.

14.2.2 Bond Line Formula or Zig-Zag Formula

In this representation of a molecule, the symbols of carbon and hydrogen atoms are not written at all. The lines representing carbon–carbon bonds are drawn in a zig-zag manner, and the terminals of the zig-zag line represent methyl groups.

The intersection of two lines denotes a carbon atom bonded to the appropriate number of hydrogen atoms — that is, however many hydrogens are needed to satisfy the tetravalency of carbon. For example, propane is represented by a simple two-line zig-zag, and the bond line formula of \(\mathrm{C_2H_5OH}\) is a single zig-zag carrying \(\mathrm{OH}\) at one end. Both are drawn in Fig. 14.18.

Diagram

Fig. 14.18 – Two bond-line formulae side by side: (a) propane as a two-segment zig-zag with both ends free; (b) ethanol as a one-segment zig-zag with OH written at the right-hand end

However, the heteroatoms, or hydrogen atoms bonded to heteroatoms, are written clearly. This is why the \(\mathrm{OH}\) of ethanol appears in the drawing while the six hydrogens on the carbons of propane do not: only carbon-bound hydrogens can be worked out silently from tetravalency.

There is a reason the line is drawn zig-zag rather than straight. A saturated carbon is tetrahedral, with bond angles close to \(109.5^\circ\), so a real carbon chain is not a straight rod. The zig-zag is an honest, quick sketch of that geometry, and it also keeps each carbon at a clear corner so no atom is missed while counting.

To count hydrogens at any carbon in a bond line formula, count the lines meeting at that point and subtract from four. A chain end has one line, so it carries three hydrogens — a methyl group. An ordinary corner has two lines and carries two hydrogens.

Q. Why do professional chemists prefer bond line formulae for large molecules?

A. Because the eye is drawn to what changes. In a molecule with twenty carbons, the hydrogens are predictable and the functional groups are not; removing the predictable clutter makes the reactive part of the structure stand out immediately.

dash formula vs condensed formula vs bond line formula | Feature | Dash (structural) formula | Condensed formula | Bond line (zig-zag) formula | |—|—|—|—| | Atoms shown | All C and H shown | All C and H shown | C and H on carbon not shown; heteroatoms shown | | Bonds shown | Every bond as a dash | Some or all bonds hidden | C–C bonds shown as lines | | Example (butane) | H and C written out with all bonds as dashes | \(\mathrm{CH_3(CH_2)_2CH_3}\) | Four-carbon zig-zag line | | Chief advantage | Complete, unambiguous connectivity | Compact, easy to type in one line | Fastest to draw; skeleton and functional groups stand out | | Chief limitation | Slow and crowded for large molecules | Branching can be hard to read | Needs practice; hydrogens must be inferred |

The choice of representation is therefore decided by what you need to show, as summarised in FC 14.1.

Flowchart

FC 14.1 – Choosing a representation: start “What must the drawing show?” → branch 1: every atom and bond → dash formula; branch 2: lone pairs and valence electrons → electron dot (Lewis) structure; branch 3: composition in one compact line → condensed formula; branch 4: a large skeleton quickly, with functional groups highlighted → bond line formula; branch 5: arrangement of bonds in space → three-dimensional formulae (wedge / Fischer / Newman / sawhorse)

The condensed formula of a compound is \(\mathrm{CH_3(CH_2)_3CH_3}\). Write it with all its groups and dashes shown, give its molecular formula, and state how many carbon atoms its bond line formula would contain.

Solution: First unpack the bracket. The subscript 3 means three \(\mathrm{-CH_2-}\) units lie between the two terminal methyl groups, so the expanded form is

\[\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_2\!-\!CH_3}\]

Now count. Carbon atoms: \(1 + 1 + 1 + 1 + 1 = 5\). Hydrogen atoms: \(3 + 2 + 2 + 2 + 3 = 12\). The molecular formula is therefore \(\mathrm{C_5H_{12}}\).

The bond line formula contains the same five carbon atoms, drawn as four zig-zag lines: the two free ends are the terminal methyl carbons and the three corners in between are the \(\mathrm{-CH_2-}\) carbons. Note that no carbon atom disappears when hydrogens and symbols are dropped — only the writing does.

Complete the Table 14.1.

Table 14.1 : Representation of structural formula

Sr. No. Dash formula Condensed formula A Condensed formula B Bond line or zig-zag formula
1. \(\mathrm{H\!-\!C\!-\!C\!-\!C\!-\!C\!-\!H}\) with all H shown \(\mathrm{CH_3(CH_2)_2CH_3}\) \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_3}\) (four-carbon zig-zag, given)
2. ……………… ……………… ……………… (zig-zag formula given in the figure)
3. ……………… \(\mathrm{CH_3(CH_2)_2CHO}\) ……………… ………………
4. ……………… \(\mathrm{CH_3CH_2CH(CH_3)OH}\) ……………… ………………
5. \(\mathrm{N}\equiv\mathrm{C\!-\!CH(OH)\!-\!C}\equiv\mathrm{N}\) (given with the H and OH drawn on the central carbon) ……………… ……………… ………………

Diagram

Fig. 14.19 – Art for Table 14.1: row 1 shows the dash formula of butane with every H drawn and its four-carbon zig-zag; row 2 shows the given zig-zag formula only; row 5 shows the given dash formula N≡C–C(H)(OH)–C≡N; all other cells printed blank with dotted rules for students to fill

(question only — no solution) Write the expanded condensed formula and the molecular formula of \(\mathrm{CH_3(CH_2)_4CH_3}\), and state how many hydrogen atoms sit on the third carbon from either end.

14.2.3 Drawing the Molecules in Three Dimensions

Most organic molecules have three-dimensional shapes. Since paper is flat, four different methods are used to represent three-dimensional molecules on plane paper. Each of the four keeps the shape information that a flat dash formula throws away.

I. Wedge formula

The three-dimensional (3-D) view of a molecule can be represented on plane paper by representing the single bonds using a solid wedge, a dashed wedge and a normal line.

A solid wedge is used to represent a bond projecting up from the paper towards the reader. A dashed wedge is used to represent a bond going backward, below the paper and away from the reader. Normal lines depict bonds lying in the plane of the paper. These three conventions are collected in Fig. 14.1. For convenience, solid and dashed wedges can be replaced by solid or bold lines and dashed lines.

Diagram

Fig. 14.1 – Wedge formula of a tetrahedral carbon: central C with two normal lines labelled “bonds in the plane of paper”, one solid wedge to H labelled “bond projecting above the paper”, one dashed wedge to H labelled “bond going below the paper”

The logic is worth holding on to, because it carries over to stereochemistry later: the width of the wedge suggests nearness. A wedge broadening towards the atom means that atom is coming out at you; a broken wedge means it is receding.

II. Fischer projection formula or cross formula

In this representation a three-dimensional molecule is projected on the plane of the paper. A Fischer projection formula can be drawn by visualizing the molecule with its main carbon chain vertical. Each carbon on the vertical chain is then represented by a cross.

The convention is that the horizontal lines of the cross represent bonds projecting up from the carbon, towards the viewer, and the vertical lines represent the bonds going below the carbon, away from the viewer. Figure 14.2 illustrates the conventions of the Fischer projection formula, showing a one-carbon cross and a two-carbon cross alongside their equivalent wedge formulae.

Diagram

Fig. 14.2 – Fischer projection (cross) formula: (upper pair) a single cross with COOH at top, CH3 at bottom, H at left, OH at right, shown as equivalent to the corresponding wedge formula with H on a bold bond and OH on a bold bond; (lower pair) a two-carbon Fischer projection with COOH at top, CH3 at bottom, H on the left of both carbons and OH on the right of both, shown as equivalent to its wedge formula; label each half “Fischer projection / cross formula” and “wedge formula”

Notice how much work the convention does. Nothing in the drawing is slanted or shaded, yet the horizontal–vertical rule alone fixes which groups are in front and which are behind. The Fischer projection formula is more commonly used in carbohydrate chemistry, where a molecule may contain several such carbons one below the other and a compact, orderly drawing becomes essential.

III. Newman projection formula

In this method, the projection of a three-dimensional molecule on the plane of the paper is drawn by visualizing the molecule by looking straight through a C–C single bond. In such a case the C–C bond itself is not visible, because you are looking along it rather than across it.

A convention is followed to represent the front carbon by a point and the rear carbon by a circle around it. The remaining three bonds at each of these two carbons are drawn like the spokes of a wheel. Conventionally, the three bonds at the front carbon are shown to radiate from the centre of the circle, which is the front carbon, and the three bonds at the rear carbon are shown to radiate from the circumference of the circle. Figure 14.3 shows two representations of the ethane molecule, \(\mathrm{CH_3\!-\!CH_3}\), drawn by this method.

Diagram

Fig. 14.3 – Newman projection formula of ethane: (I) eclipsed form, front-carbon H’s radiating from the centre exactly overlapping the rear-carbon H’s on the circumference; (II) staggered form, front H’s placed between the rear H’s; label the two as (I) and (II)

The two drawings in Fig. 14.3 differ only in how far the rear carbon has been turned about the C–C bond. This is exactly why the Newman projection is valued: it is the one representation in which relative rotation about a single bond can be seen at a glance.

IV. Sawhorse or andiron or perspective formula

In this representation a C–C single bond is represented by a long slanting line. The lower end of the line represents the front carbon and the upper end represents the rear carbon. The remaining three bonds at the two carbons are shown to radiate from their respective carbons. As the central C–C bond is drawn rather elongated, the bonds radiating from the front and rear carbons do not intermingle, and the drawing stays readable.

Figure 14.4 shows two sawhorse — that is, andiron or perspective — formulae for ethane.

Diagram

Fig. 14.4 – Sawhorse formula of ethane: (I) a long slanting central C–C line with three H’s radiating from the lower (front) carbon and three from the upper (rear) carbon in the eclipsed arrangement; (II) the same with the upper set staggered; label (I) and (II)

A sawhorse formula and a Newman projection carry the same information; they differ only in the viewing direction. In the sawhorse you look at the C–C bond from the side and slightly above, while in the Newman projection you look straight down it.

Two of these four methods carry their inventors’ names. The Fischer projection is named after Emil Fischer, the German chemist who worked out the structures of sugars and received one of the earliest Nobel Prizes in Chemistry — fitting, since his projection is still the standard drawing in carbohydrate chemistry. The Newman projection is named after the American chemist Melvin Newman. The fourth name is plainer: the sawhorse formula is called that because the slanting bond with legs radiating from each end resembles a carpenter’s sawhorse.

Draw two Newman projection formulae and two sawhorse formulae for the propane molecule.

wedge vs Fischer vs Newman vs sawhorse formula | Feature | Wedge formula | Fischer projection | Newman projection | Sawhorse formula | |—|—|—|—|—| | How depth is shown | Solid wedge towards reader, dashed wedge away, line in plane | Horizontal bonds towards reader, vertical bonds away | Front carbon at centre of a circle, rear carbon on the circumference | Long slanting C–C line; front carbon at the lower end, rear at the upper end | | Viewing direction | Looking at one atom from outside | Looking at the chain held vertically | Looking straight along a C–C bond | Looking at a C–C bond from the side | | Best used for | Showing the arrangement at a single carbon | Chains of several such carbons; carbohydrate chemistry | Comparing rotation about a C–C bond | Showing the two carbons of a bond and all six attached groups together | | Chain orientation | Any | Main chain vertical | Chain runs into the page | Chain runs along the slanting line |

Molecular models

Drawings can only suggest depth. Molecular models, shown in Fig. 14.5, are used for an easier visualisation of the three-dimensional shapes of organic molecules. Three types of molecular models are common.

A framework model emphasizes the skeletal pattern of bonds, ignoring the size of the atoms. In a ball and stick model, a ball represents an atom and a stick represents a bond. A space filling model emphasizes the relative size of each atom; bonds are not shown, and the model conveys the volume actually occupied by each atom in the molecule. Nowadays computer graphics can be used for molecular modelling.

Diagram

Fig. 14.5 – Molecular models of the same organic molecule shown three ways: (a) framework model, (b) ball and stick model, (c) space filling model

Each model answers a different question, which is why all three survive. If you want to trace connectivity, the framework model is clearest. If you want bond angles and geometry, the ball and stick model shows them. If you want to know whether a molecule can fit into a small space, only the space filling model will tell you.

The space filling idea is the working basis of modern drug design. A medicine acts by fitting into a pocket on a protein, and whether it fits depends on the volume its atoms occupy, not on how neatly its bonds can be drawn. Pharmaceutical chemists therefore build molecules on screen as space filling models and test the fit computationally before a single gram is synthesised — saving both chemicals and solvent waste. Before reading on, look again at Fig. 14.5 and predict which of the three models would be least useful for this purpose.

(question only — no solution) A student draws a Newman projection in which the three bonds of the front carbon and the three bonds of the rear carbon all radiate from the centre of the circle. Identify the mistake and state what the rear-carbon bonds should radiate from.

14.3 Classification of Organic Compounds

With so many different molecules to study, it is important to find ways of relating the different structures of molecules to their chemical properties. That link between structure and property provides the basis for classifying organic compounds.

Organic compounds are broadly classified in two ways: on the basis of (i) the carbon skeleton and (ii) the functional group. The complete scheme based on the carbon skeleton is drawn as a tree in Fig. 14.6.

Diagram

Fig. 14.6 – Tree of classification of organic compounds: top node “Organic compounds” branching to “Acyclic/Aliphatic (open chain)” and “Cyclic (closed chain)”; Cyclic branching to “Homocyclic (carbocyclic)” and “Heterocyclic”; Homocyclic branching to “Alicyclic” and “Aromatic”; Aromatic branching to “Benzenoid aromatic” and “Non-benzenoid aromatic”; Heterocyclic branching to “Heterocyclic Aromatic” and “Heterocyclic Non-Aromatic”

Note that these two schemes are not rivals. Every organic compound can be placed in both at once: ethanol, for instance, is acyclic by skeleton and belongs to the alcohol family by functional group.

14.3.1 Classification Based on Carbon Skeleton

Construct a model of the propane (\(\mathrm{C_3H_8}\)) molecule. Which atoms are on the surface of the molecule? Which atoms lie in the core of the molecule?

The carbon atoms bonded to each other lie in the core of an organic molecule and are described as the carbon skeleton of the molecule. The hydrogen atoms sit on the outside, covering that core.

It is the carbon skeleton of a molecule that decides its shape and size. A variety of carbon skeletons is found in different organic compounds, and accordingly they are classified into various types, as shown in Fig. 14.6.

NoteDefinition

The carbon skeleton of a molecule is the framework formed by its mutually bonded carbon atoms; it fixes the shape and size of the molecule.

Acyclic or open chain compounds

These are also known as aliphatic compounds. Molecules of these compounds have chains of carbon atoms with two free ends — the chain does not close on itself.

Such chains may be straight chains, formed by carbon atoms bonded to one or two other carbons, or branched chains, having at least one carbon bonded to three or four other carbons. Table 14.2 shows examples of acyclic compounds.

Table 14.2 : Acyclic/Aliphatic compounds

Type of chain Examples
Straight chain \(\mathrm{CH_3\!-\!CH_2\!-\!CH_3}\) (propane); \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!OH}\) (n-propyl alcohol)
Branched chain \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_3}\) (isobutane)

The test for a branch is simply how many carbons a given carbon touches. In propane the middle carbon touches two others, so the chain runs straight through it. In isobutane the middle carbon touches three others, and the third one has nowhere to go except off to the side — that is the branch.

Cyclic compounds

These are compounds in which the molecules are formed by joining atoms to form ring-like structures. Here the chain has closed on itself, so there are no free ends.

The compounds in which the ring is made of only carbon atoms are known as homocyclic or carbocyclic compounds.

Carbon is an essential atom in any organic molecule, and one or more hydrogen atoms are present in most of the organic molecules. All the other atoms that are found in organic molecules are called heteroatoms. The cyclic compounds in which the ring includes one or more heteroatoms (oxygen, nitrogen, sulphur etc.) are known as heterocyclic compounds.

NoteDefinition

A heteroatom is any atom in an organic molecule other than carbon and hydrogen — for example oxygen, nitrogen or sulphur.

Read the two terms carefully, because students often mix them up. “Heterocyclic” is about the ring only. A molecule can contain oxygen or nitrogen and still be homocyclic, provided the heteroatom hangs outside the ring rather than forming part of it — phenol is a good example.

Observe the compounds (a) to (e) shown in Fig. 14.21 — cyclohexene, piperidine, cyclopentane, benzene and pyrrole. Identify the compounds whose ring contains a ring of carbon atoms only. Then identify the compounds in which the ring contains at least one atom other than carbon.

Diagram

Fig. 14.21 – Five ring structures labelled (a) cyclohexene (six-membered ring with one double bond), (b) piperidine (six-membered ring with N–H in the ring), (c) cyclopentane (plain five-membered ring), (d) benzene (six-membered ring with alternating double bonds), (e) pyrrole (five-membered ring with N–H in the ring)

Alicyclic compounds

These are cyclic compounds exhibiting properties similar to those of aliphatic compounds. In other words, closing the chain into a ring has not given the molecule any new kind of stability; it still behaves much like an open-chain compound. For example: cyclobutane and cyclohexene. These are drawn in Fig. 14.7.

Q. Cyclohexene has a ring and a double bond, just as benzene does. Why is cyclohexene only alicyclic and not aromatic?

A. Because one isolated double bond in a ring gives no extra stability. Cyclohexene adds reagents across its double bond much as an open-chain alkene does. Aromatic character requires a complete conjugated ring system, which cyclohexene does not have.

Aromatic compounds

Aromatic compounds have special stability. This is the feature that separates them from alicyclic compounds, and it is why they resist the addition reactions that ordinary alkenes undergo readily.

Aromatic compounds containing a benzene ring are known as benzenoid aromatics, while those not containing a benzene ring are called non-benzenoid aromatics. For example: benzene and tropone. See Fig. 14.7.

Diagram

Fig. 14.7 – Carbocyclic compounds in three labelled groups: (a) Alicyclic compound – cyclobutane (square ring), cyclohexene (six-ring with one double bond); (b) Benzenoid Aromatic compounds – naphthalene (two fused benzene rings), phenol (benzene ring with OH); (c) Non benzenoid Aromatic compounds – tropone (seven-membered ring with double bonds and an exocyclic C=O)

Heterocyclic compounds

Heterocyclic compounds are divided in the same way, since a ring built around a heteroatom may or may not be aromatic. Figure 14.8 illustrates some heterocyclic compounds of both kinds.

Diagram

Fig. 14.8 – Heterocyclic compounds in two labelled groups: Heterocyclic aromatic compounds – furan (five-ring with O, two double bonds), thiophene (five-ring with S, two double bonds), pyridine (six-ring with N, alternating double bonds), pyrrole (five-ring with N–H, two double bonds); Heterocyclic non-aromatic compounds – tetrahydrofuran (THF, saturated five-ring with O), piperidine (saturated six-ring with N–H), 4H-pyran (six-ring with O and two double bonds)

Compare furan with tetrahydrofuran in Fig. 14.8 and the pattern becomes clear. Both are five-membered rings containing one oxygen; only furan carries the complete set of alternating double bonds, and only furan is aromatic. Piperidine stands in the same relation to pyridine.

aliphatic vs alicyclic vs aromatic vs heterocyclic compounds | Feature | Aliphatic (acyclic) | Alicyclic | Aromatic | Heterocyclic | |—|—|—|—|—| | Skeleton | Open chain, two free ends | Closed ring of carbons only | Closed conjugated ring system | Ring containing one or more heteroatoms | | Heteroatom in the ring | No ring at all | Absent | Absent in benzenoid hydrocarbons | Present | | Special stability | No | No | Yes | Only in the aromatic members | | Examples | Propane, n-propyl alcohol, isobutane | Cyclobutane, cyclohexene | Benzene, naphthalene, phenol, tropone | Furan, thiophene, pyridine, pyrrole, THF, piperidine, 4H-pyran |

To place an unfamiliar compound, work through the decisions in FC 14.2 in order.

Flowchart

FC 14.2 – Classifying a compound by its carbon skeleton: start with the structure → does the skeleton form a closed ring? → if no → acyclic/aliphatic (then decide straight chain or branched chain) → if yes → is the ring made of carbon atoms only? → if no → heterocyclic (then decide aromatic or non-aromatic) → if yes → homocyclic/carbocyclic → does the ring show aromatic stability? → if no → alicyclic → if yes → aromatic → does it contain a benzene ring? → if yes → benzenoid aromatic; if no → non-benzenoid aromatic

Naphthalene, the benzenoid aromatic in Fig. 14.7, is the compound of traditional mothballs; it sublimes slowly, so a solid lump becomes vapour without melting. Benzene itself, however, is treated very differently in a modern laboratory. It is a confirmed human carcinogen, and where a similar solvent is needed it is now routinely replaced by toluene or by less hazardous alternatives. Aromatic stability makes these rings chemically durable — which is exactly why they also persist in the body and in the environment once released.

Classify each of the following on the basis of its carbon skeleton, giving a reason: (i) cyclopentane, (ii) pyrrole, (iii) naphthalene, (iv) propan-1-ol.

Solution: Work through the two questions of FC 14.2 for each compound — is there a ring, and if so, is it made only of carbon?

  1. Cyclopentane is a closed five-membered ring of carbon atoms with no heteroatom and no conjugated double bonds, so it is homocyclic and alicyclic.

  2. Pyrrole is a five-membered ring in which one ring position is occupied by nitrogen, a heteroatom. It is therefore heterocyclic, and since it carries a complete conjugated system it is heterocyclic aromatic.

  3. Naphthalene consists of two fused rings made entirely of carbon, and it contains benzene rings. It is homocyclic, aromatic and specifically benzenoid aromatic.

  4. Propan-1-ol, \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!OH}\), has no ring at all. It is acyclic, that is aliphatic, and its chain is a straight chain. The oxygen present does not make it heterocyclic, because there is no ring for the oxygen to be part of.

(question only — no solution) Classify each of the following by carbon skeleton and justify your choice in one line: (i) thiophene, (ii) cyclobutane, (iii) isobutane, (iv) tropone, (v) tetrahydrofuran.

14.3.2 Classification Based on Functional Group

Consider the following reaction:

\[2\,\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!OH} + 2\,\mathrm{Na} \longrightarrow 2\,\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!ONa} + \mathrm{H_2}\]

Compare the structure of the substrate propanol with that of the product sodium propoxide. Which part of the substrate — the carbon skeleton or the \(\mathrm{OH}\) group — has undergone a change during the reaction?

A part of an organic molecule which undergoes change as a result of a reaction is called a functional group. In the above illustration, \(\mathrm{OH}\) is the functional group present in propanol; the three-carbon skeleton emerges from the reaction untouched.

NoteDefinition

A functional group is that part of an organic molecule which undergoes change as a result of a reaction.

This single observation carries most of the working logic of organic chemistry. If the skeleton stays and the functional group changes, then compounds sharing a functional group should react alike, whatever the length of their chains. That is exactly what is found, and it is why the second classification is so useful.

Inspection of the structures of various organic compounds tells us that there is a large variety of functional groups present in them. The second method of classification of organic compounds is based on the nature of the functional group present.

The resulting individual class is called a family, named after the constituent functional group. For example, the family of alcohols and the family of halogen derivatives. Table 14.3 shows some common functional groups with their names, bond structures and examples.

Table 14.3 : Functional groups in organic compounds

Sr. No. Name of the family/functional group Structure of the functional group Example
1. Halide \(\mathrm{-X}\) \(\mathrm{CH_3Br}\) methyl bromide
2. Cyanide (or Nitrile) \(\mathrm{-C}\equiv\mathrm{N}\) \(\mathrm{CH_3CN}\) methyl cyanide (or acetonitrile)
3. Isocyanide \(\mathrm{-N^{\oplus}}\!\equiv\!\mathrm{C^{\ominus}}\) \(\mathrm{CH_3NC}\) methyl isocyanide
4. Nitro compound/group \(\mathrm{-N^{\oplus}(=O)O^{\ominus}}\) \(\mathrm{CH_3NO_2}\) Nitromethane
5. Alcohol \(\mathrm{-OH}\) \(\mathrm{CH_3OH}\) methyl alcohol
6. Phenol \(\mathrm{Ar\!-\!OH}\) \(\mathrm{C_6H_5OH}\) Phenol
7. Primary amine \(\mathrm{-NH_2}\) \(\mathrm{CH_3NH_2}\) methyl amine
8. Secondary amine \(\mathrm{-NH\!-}\) \(\mathrm{CH_3\!-\!NH\!-\!CH_3}\) Dimethyl amine
9. Tertiary amine \(\mathrm{-N\!-}\) (three bonds to N) \(\mathrm{(CH_3)_3N}\) Trimethyl amine
10. Ether \(\mathrm{-C\!-\!O\!-\!C\!-}\) \(\mathrm{CH_3\!-\!O\!-\!CH_3}\) Dimethyl ether
11. Aldehyde \(\mathrm{-C(=\!O)\!-\!H}\) \(\mathrm{CH_3CHO}\) Acetaldehyde
12. Ketone \(\mathrm{-C(=\!O)\!-}\) \(\mathrm{CH_3\!-\!CO\!-\!CH_3}\) Acetone
13. Carboxylic acid \(\mathrm{-C(=\!O)\!-\!OH}\) \(\mathrm{CH_3\!-\!COOH}\) Acetic acid
14. Ester \(\mathrm{-C(=\!O)\!-\!O\!-}\) \(\mathrm{CH_3\!-\!COOC_2H_5}\) Ethyl acetate
15. Amide \(\mathrm{-C(=\!O)\!-\!NH_2}\) \(\mathrm{CH_3\!-\!CONH_2}\) Acetamide
16. Secondary amide \(\mathrm{-C(=\!O)\!-\!NH\!-}\) \(\mathrm{CH_3\!-\!CO\!-\!NH\!-\!CH_3}\) N-methyl acetamide
17. Tertiary amide \(\mathrm{-C(=\!O)\!-\!N\!-}\) \(\mathrm{CH_3\!-\!CO\!-\!N(CH_3)_2}\) N, N - dimethyl acetamide
18. Acid anhydride \(\mathrm{-C(=\!O)\!-\!O\!-\!C(=\!O)\!-}\) \(\mathrm{CH_3\!-\!CO\!-\!O\!-\!CO\!-\!CH_3}\) Acetic anhydride
19. Acyl chloride \(\mathrm{-C(=\!O)\!-\!Cl}\) \(\mathrm{CH_3\!-\!COCl}\) Acetyl chloride
20. Sulphonic acid \(\mathrm{-S(=\!O)_2\!-\!O\!-\!H}\) \(\mathrm{C_6H_5SO_3H}\) Benzene sulphonic acid
21. Alkene/olefin \(\mathrm{C\!=\!C}\) \(\mathrm{CH_2\!=\!CH_2}\) Ethylene
22. Alkyne \(\mathrm{-C}\equiv\mathrm{C}\!-\) \(\mathrm{CH}\equiv\mathrm{CH}\) Acetylene
23. Alkane No functional group \(\mathrm{CH_3\!-\!CH_3}\) Ethane

Table 14.3 repays slow reading rather than memorising in one go. Look for the repeating carbonyl unit, \(\mathrm{C\!=\!O}\): it appears in aldehydes, ketones, carboxylic acids, esters, amides, anhydrides and acyl chlorides. What distinguishes those families is only the atom or group sitting next to that carbonyl carbon.

Both classification words have older meanings hidden in them. Aliphatic compounds are named so because of their attraction towards fats. Aromatic compounds are named so because some of these compounds, discovered in the early nineteenth century, possessed an aroma. Neither name is a chemical definition today — plenty of aromatic compounds have no smell at all — but both have stayed in use.

Homologous series

A family of a functional group, in turn, comprises different homologous series. A series of compounds of the same family in which each member has the same type of carbon skeleton and functional group, and differs from the next member by a constant difference of one methylene group (\(\mathrm{-CH_2-}\)) in its molecular and structural formula, is called a homologous series.

An individual member of a homologous series is called a homologue. All the members, or homologues, of such a series are represented by the same general formula.

NoteDefinition

A homologous series is a series of compounds of the same family, each member having the same type of carbon skeleton and the same functional group, and differing from the next member by one \(\mathrm{-CH_2-}\) group; its members share one general formula.

The members of a particular homologous series possess similar chemical properties, and vary only very gradually in their physical properties, namely melting point, boiling point, density, solubility, etc. Table 14.4 illustrates this with the help of the homologous series of straight chain aldehydes, having the general formula \(\mathrm{C_nH_{2n}O}\).

Table 14.4 : Homologous series of straight chain aldehydes

Name Number of carbons Molecular formula \(\mathrm{C_nH_{2n}O}\) Condensed structural formula Boiling point
Formaldehyde n = 1 \(\mathrm{CH_2O}\) \(\mathrm{H\!-\!C(=\!O)\!-\!H}\) \(-21\ ^0\text{C}\)
Acetaldehyde n = 2 \(\mathrm{C_2H_4O}\) \(\mathrm{CH_3\!-\!C(=\!O)\!-\!H}\) \(21\ ^0\text{C}\)
Propionaldehyde n = 3 \(\mathrm{C_3H_6O}\) \(\mathrm{CH_3\!-\!CH_2\!-\!C(=\!O)\!-\!H}\) \(48\ ^0\text{C}\)
Butyraldehyde n = 4 \(\mathrm{C_4H_8O}\) \(\mathrm{CH_3\!-\!(CH_2)_2\!-\!C(=\!O)\!-\!H}\) \(75\ ^0\text{C}\)
Valeraldehyde n = 5 \(\mathrm{C_5H_{10}O}\) \(\mathrm{CH_3\!-\!(CH_2)_3\!-\!C(=\!O)\!-\!H}\) \(103\ ^0\text{C}\)

Q. Why should chemical properties stay the same down a homologous series while physical properties keep changing?

A. Chemical behaviour is decided by the functional group, which every member carries unchanged. Physical properties depend on the size of the whole molecule, and each added \(\mathrm{-CH_2-}\) makes the molecule bigger and heavier, so boiling point and density climb steadily while the chemistry stays put.

The boiling points in Table 14.4 are plotted against the number of carbon atoms in Fig. 14.20.

Diagram

Fig. 14.20 – Line graph of boiling point (°C, y-axis from −30 to 120) against number of carbon atoms n (x-axis, 1 to 5) using the Table 14.4 values −21, 21, 48, 75 and 103 °C; label each point with the aldehyde’s name

the boiling point versus number of carbons plot for straight chain aldehydes in Fig. 14.20 (i) By roughly how many degrees does the boiling point rise for each \(\mathrm{-CH_2-}\) group added? (ii) Is that rise constant, or does it get smaller as the chain lengthens? (iii) Formaldehyde is a gas at room temperature while valeraldehyde is a liquid — read the graph and explain why, in terms of molecular size. (iv) Use the trend to predict, without any calculation, whether the next member of the series would boil above or below \(103\ ^0\text{C}\).

Alkanes constitute a homologous series of straight chain saturated hydrocarbons. Write down the structural formulae of the first five homologues of this series. Write their molecular formulae and deduce the general formula of such a homologous series.

Solution: The first five homologues are generated by adding one \(\mathrm{-CH_2-}\) at a time, starting with the first homologue \(\mathrm{CH_4}\).

\[\mathrm{CH_4}\ (\text{1st homologue}) \xrightarrow{\ \text{add}\ \mathrm{-CH_2-}\ } \mathrm{CH_3\!-\!CH_3}\ (\text{2nd homologue})\]

\[\xrightarrow{\ \text{add}\ \mathrm{-CH_2-}\ } \mathrm{CH_3\!-\!CH_2\!-\!CH_3}\ (\text{3rd homologue})\]

\[\xrightarrow{\ \text{add}\ \mathrm{-CH_2-}\ } \mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_3}\ (\text{4th homologue})\]

\[\xrightarrow{\ \text{add}\ \mathrm{-CH_2-}\ } \mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_2\!-\!CH_3}\ (\text{5th homologue})\]

By counting carbon and hydrogen atoms in the five homologues we get their molecular formulae as \(\mathrm{CH_4}\), \(\mathrm{C_2H_6}\), \(\mathrm{C_3H_8}\), \(\mathrm{C_4H_{10}}\) and \(\mathrm{C_5H_{12}}\).

Comparing these molecular formulae, the following general formula is deduced: \(\mathrm{C_nH_{2n+2}}\).

The pattern behind that general formula is worth seeing rather than memorising. Each added carbon brings two extra hydrogens, and the two chain ends together account for the extra “+2”.

Write down structural formulae of (a) the third higher and (b) the second lower homologue of \(\mathrm{CH_3CH_2COOH}\).

Solution:

  1. The structural formula of the third higher homologue is obtained by adding three \(\mathrm{-CH_2-}\) units to the carbon chain of the given structure.

\[\mathrm{CH_3\!-\!CH_2\!-\!COOH} \xrightarrow{\ \text{add three}\ \mathrm{-CH_2-}\ \text{units}\ } \mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_2\!-\!CH_2\!-\!COOH}\]

This product is the third higher homologue.

  1. The structural formula of the second lower homologue is obtained by removing two \(\mathrm{-CH_2-}\) units from the carbon chain of the given structure.

\[\mathrm{CH_3-CH_2-COOH} \xrightarrow{\ \text{remove two}\ \mathrm{-CH_2-}\ \text{units}\ } \mathrm{H-COOH}\]

Notice that the \(\mathrm{-COOH}\) group survives both operations untouched. Moving up or down a homologous series changes only the skeleton; the functional group, and therefore the family, must stay the same.

(question only — no solution) The general formula of the straight chain aldehyde series is \(\mathrm{C_nH_{2n}O}\). Write the molecular formula and the condensed structural formula of (i) the second higher homologue of acetaldehyde and (ii) the first lower homologue of butyraldehyde.

Primary, secondary, tertiary and quaternary carbons

One more piece of vocabulary belongs here, because it labels positions on the carbon skeleton and will be needed constantly in later chapters. The saturated (\(sp^3\)) carbons in a molecule are labelled as primary, secondary, tertiary and quaternary in accordance with the number of other carbons bonded to them by single bonds.

A primary carbon (\(1^0\)) is bonded to only one other carbon. For example, both the carbons in ethane, \(\mathrm{CH_3\!-\!CH_3}\).

A secondary carbon (\(2^0\)) is bonded to two other carbons. For example, the middle carbon in propane, \(\mathrm{CH_3\!-\!CH_2\!-\!CH_3}\).

A tertiary carbon (\(3^0\)) is bonded to three other carbons. For example, the middle carbon in isobutane, \(\mathrm{CH_3CH(CH_3)_2}\).

A quaternary carbon (\(4^0\)) is bonded to four other carbons. For example, the middle carbon in neo-pentane, \(\mathrm{C(CH_3)_4}\).

Count carbons only — never hydrogens. A primary carbon carries three hydrogens and a quaternary carbon carries none, but it is the carbon count that fixes the label.

primary vs secondary vs tertiary vs quaternary carbon | Feature | Primary (\(1^0\)) | Secondary (\(2^0\)) | Tertiary (\(3^0\)) | Quaternary (\(4^0\)) | |—|—|—|—|—| | Other carbons attached | 1 | 2 | 3 | 4 | | Hydrogens on that carbon | 3 | 2 | 1 | 0 | | Example | Either carbon of \(\mathrm{CH_3\!-\!CH_3}\) | Middle carbon of \(\mathrm{CH_3\!-\!CH_2\!-\!CH_3}\) | Middle carbon of \(\mathrm{CH_3CH(CH_3)_2}\) | Middle carbon of \(\mathrm{C(CH_3)_4}\) |

This labelling is the reason examiners can ask a question as short as “how many primary carbons does this molecule contain?” and still test whether you can read a branched skeleton correctly.

(question only — no solution) In \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_2\!-\!C(CH_3)_3}\), state the number of primary, secondary, tertiary and quaternary carbon atoms present.

14.4 Nomenclature of Organic Compounds

14.4.1 Common/Trivial Names

As organic chemistry developed, attempts were made to devise a name for every organic compound. These old names are now referred to as common or trivial names.

The common name of a compound usually has some history behind it, and is usually accepted on account of its long usage. Though a systematic method of nomenclature was developed later, common names are still useful and in many cases cannot be avoided, particularly for commonly used commercial organic compounds.

Stem names of certain common organic compounds are given in Table 14.5.

Table 14.5 : Trivial names of some organic compounds

Structural formula Common Name/Trivial Name
\(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_3}\) n - Butane
\(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_3}\) Isobutane
\(\mathrm{C_6H_5NH_2}\) Aniline
\(\mathrm{CH_3\!-\!CH(OH)\!-\!COOH}\) Lactic acid
\(\mathrm{CHCl_3}\) Chloroform
\(\mathrm{CH}\equiv\mathrm{CH}\) Acetylene
\(\mathrm{C_2H_5\!-\!O\!-\!C_2H_5}\) Diethyl ether
\(\mathrm{CH_3COOH}\) Acetic acid
\(\mathrm{H\!-\!C(=\!O)\!-\!H}\) Formaldehyde
\(\mathrm{CH_3\!-\!CH(NH_2)\!-\!COOH}\) Glycine
\(\mathrm{CH_2(OH)\!-\!CH(OH)\!-\!CH_2(OH)}\) Glycerol

Notice that a trivial name tells you nothing about the structure. “Lactic acid” does not reveal three carbons, an \(\mathrm{-OH}\) and a \(\mathrm{-COOH}\); you have to already know the compound. That limitation is exactly what the systematic system was built to remove.

Several trivial names in Table 14.5 record where the compound was first found. Lactic acid takes its name from milk, in which it forms as milk sours (Latin lac, milk). Acetic acid is named from vinegar (Latin acetum). Glycine and glycerol both begin with a Greek root meaning sweet — glycine has a sweetish taste and glycerol a distinctly sweet one. Formic acid, the first member of the acid series, is named from the Latin word for ant, the insect from which it was originally obtained.

14.4.2 IUPAC Nomenclature

With the rapidly growing number of organic compounds, having increasingly complicated structures, it becomes difficult to name them. Some confusion can be created when the same compound is named differently by different chemists.

In due course of time, the International Union of Pure and Applied Chemistry (IUPAC) was founded (1919), and a systematic method of nomenclature for organic compounds was developed under its banner. This system of nomenclature is accepted and widely used all over the world today. It gives a unique name to each organic compound.

To arrive at the IUPAC name of an organic compound, its structure is considered to be made of three main parts: the parent hydrocarbon, the branches and the functional groups.

The IUPAC name of a compound is obtained by modifying the name of its parent hydrocarbon, further incorporating names of the branches and functional groups as prefix and suffix. For doing this, certain rules were formulated by IUPAC.

In the following subsections we consider the IUPAC rules for naming saturated and unsaturated hydrocarbons, simple monocyclic hydrocarbons, simple mono- and polyfunctional compounds, and substituted benzenes.

trivial names vs IUPAC names | Feature | Trivial (common) name | IUPAC name | |—|—|—| | Origin | Source, history or long usage | A set of agreed rules | | Information about structure | None, or almost none | Chain length, branches, functional groups and their positions | | Uniqueness | One compound may carry several names | One compound, one name | | Example | Acetic acid, glycerol, chloroform | Ethanoic acid, propane-1,2,3-triol, trichloromethane | | Still in use? | Yes, especially for commercial compounds | Yes, universally, for all reporting |

Q3. Chemists already had short, comfortable names such as acetic acid and chloroform. Why was a long systematic naming system such as IUPAC nomenclature still felt to be necessary?

A. Because a trivial name is only a label agreed on by habit. It carries no structural information, so it cannot be worked out for a new compound, and nothing stops two laboratories from giving the same substance different names — or, worse, the same name to different substances. As the number of known compounds grew into the millions, this became unworkable. An IUPAC name is built from the structure itself, so it can be constructed for any compound, read back into a structure by anyone, and belongs to that compound alone.

14.4.3 IUPAC Names of Straight Chain Alkanes

The homologous series of straight chain alkanes forms the parent hydrocarbon part of the IUPAC names of aliphatic compounds. This is why these names have to be learnt first — everything else in the system is built on them.

The IUPAC name of a straight chain alkane is derived from the number of carbon atoms it contains. Table 14.6 gives the list of the IUPAC names of the first twenty straight chain alkanes. It may be noted that the stem names of the first four members are accepted as their IUPAC names.

Table 14.6 : IUPAC names of the first twenty alkanes

Number of carbons Molecular formula Condensed formula IUPAC name
1 \(\mathrm{CH_4}\) \(\mathrm{CH_4}\) Methane
2 \(\mathrm{C_2H_6}\) \(\mathrm{CH_3\!-\!CH_3}\) Ethane
3 \(\mathrm{C_3H_8}\) \(\mathrm{CH_3\!-\!CH_2\!-\!CH_3}\) Propane
4 \(\mathrm{C_4H_{10}}\) \(\mathrm{CH_3\!-\!(CH_2)_2\!-\!CH_3}\) Butane
5 \(\mathrm{C_5H_{12}}\) \(\mathrm{CH_3\!-\!(CH_2)_3\!-\!CH_3}\) Pentane
6 \(\mathrm{C_6H_{14}}\) \(\mathrm{CH_3\!-\!(CH_2)_4\!-\!CH_3}\) Hexane
7 \(\mathrm{C_7H_{16}}\) \(\mathrm{CH_3\!-\!(CH_2)_5\!-\!CH_3}\) Heptane
8 \(\mathrm{C_8H_{18}}\) \(\mathrm{CH_3\!-\!(CH_2)_6\!-\!CH_3}\) Octane
9 \(\mathrm{C_9H_{20}}\) \(\mathrm{CH_3\!-\!(CH_2)_7\!-\!CH_3}\) Nonane
10 \(\mathrm{C_{10}H_{22}}\) \(\mathrm{CH_3\!-\!(CH_2)_8\!-\!CH_3}\) Decane
11 \(\mathrm{C_{11}H_{24}}\) \(\mathrm{CH_3\!-\!(CH_2)_9\!-\!CH_3}\) Undecane
12 \(\mathrm{C_{12}H_{26}}\) \(\mathrm{CH_3\!-\!(CH_2)_{10}\!-\!CH_3}\) Dodecane
13 \(\mathrm{C_{13}H_{28}}\) \(\mathrm{CH_3\!-\!(CH_2)_{11}\!-\!CH_3}\) Tridecane
14 \(\mathrm{C_{14}H_{30}}\) \(\mathrm{CH_3\!-\!(CH_2)_{12}\!-\!CH_3}\) Tetradecane
15 \(\mathrm{C_{15}H_{32}}\) \(\mathrm{CH_3\!-\!(CH_2)_{13}\!-\!CH_3}\) Pentadecane
16 \(\mathrm{C_{16}H_{34}}\) \(\mathrm{CH_3\!-\!(CH_2)_{14}\!-\!CH_3}\) Hexadecane
17 \(\mathrm{C_{17}H_{36}}\) \(\mathrm{CH_3\!-\!(CH_2)_{15}\!-\!CH_3}\) Heptadecane
18 \(\mathrm{C_{18}H_{38}}\) \(\mathrm{CH_3\!-\!(CH_2)_{16}\!-\!CH_3}\) Octadecane
19 \(\mathrm{C_{19}H_{40}}\) \(\mathrm{CH_3\!-\!(CH_2)_{17}\!-\!CH_3}\) Nonadecane
20 \(\mathrm{C_{20}H_{42}}\) \(\mathrm{CH_3\!-\!(CH_2)_{18}\!-\!CH_3}\) Icosane

From the fifth member onwards the names are simply Greek or Latin number words carrying the ending “ane”: pent- for five, hex- for six, hept- for seven and so on. Only methane, ethane, propane and butane have to be memorised as special cases.

14.4.4 IUPAC Names of Branched Saturated Hydrocarbons

The branches, or side chains, in saturated hydrocarbons are alkyl groups or alkyl substituents. Before looking at the IUPAC nomenclature of branched saturated hydrocarbons, we look at the naming of alkyl groups themselves.

Alkyl groups

An alkyl group may be a straight or a branched chain. A straight chain alkyl group is generated by removing one hydrogen atom from the terminal carbon of an alkane molecule, and is named by replacing the ending “ane” of the alkane by “yl”. Some straight chain alkyl groups are listed in Table 14.7.

Table 14.7 : Straight chain alkyl groups

Alkane — molecular formula Alkane — IUPAC name Alkyl group — condensed formula Alkyl group — IUPAC name Abbridged name
\(\mathrm{CH_4}\) methane \(\mathrm{-CH_3}\) methyl Me
\(\mathrm{C_2H_6}\) ethane \(\mathrm{-CH_2\!-\!CH_3}\) ethyl Et
\(\mathrm{C_3H_8}\) propane \(\mathrm{-(CH_2)_2\!-\!CH_3}\) propyl Pr
\(\mathrm{C_4H_{10}}\) butane \(\mathrm{-(CH_2)_3\!-\!CH_3}\) butyl Bu
\(\mathrm{C_{10}H_{22}}\) decane \(\mathrm{-(CH_2)_9\!-\!CH_3}\) decyl -

An alkyl group is never a compound on its own. The dash written in front of \(\mathrm{-CH_3}\) marks the position where the group is bonded to something else, so it always has one bond left unused.

A branched chain alkyl group is obtained by removing a hydrogen atom from any one of the nonterminal carbons of an alkane, or any hydrogen atom from a branched alkane. Stem names of branched alkyl groups containing up to four carbons are used in IUPAC names (see Table 14.8).

Table 14.8 : Trivial names of small branched alkyl groups

Structural formula Name
\(\mathrm{CH_3\!-\!CH(-)\!-\!CH_3}\) Isopropyl
\(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_2\!-}\) Isobutyl
\(\mathrm{CH_3\!-\!CH(-)\!-\!CH_2\!-\!CH_3}\) sec-Butyl
\(\mathrm{CH_3\!-\!C(CH_3)_2\!-}\) tert-Butyl

Read the free valence carefully in Table 14.8. In isopropyl and sec-butyl the attachment is at a middle carbon, which is why the free bond is drawn on the carbon in the middle of the formula. In isobutyl the attachment is at a terminal \(\mathrm{-CH_2-}\), and in tert-butyl at the carbon that carries three methyl groups.

One aryl group is important enough to have its own name. The group \(\mathrm{C_6H_5\!-}\), a benzene ring with one hydrogen removed, is named the phenyl group and abbreviated as Ph. The word comes from phene, an early name for benzene, built on a Greek root meaning “shining” — benzene was obtained from the gas once used for lighting streets and homes.

Rules for IUPAC nomenclature of branched saturated hydrocarbons

Rule 1. Select the longest continuous chain of carbon atoms to be called the parent chain. All other carbon atoms not included in this chain constitute side chains, or branches, or alkyl substituents. Two examples are drawn in Fig. 14.22: in the first the parent chain has five carbon atoms with a \(\mathrm{-CH_3}\) group as the alkyl substituent, and in the second the parent chain has six carbon atoms with a methyl group as the alkyl substituent.

The word “continuous” matters more than the way the formula happens to be printed. A chain may turn a corner on the page and still be continuous, so always count carbons along every possible path before deciding.

If two chains of equal length are located, the one with the maximum number of substituents is selected as the parent chain. Figure 14.22 also shows this case: the same molecule can be read as a hexane parent chain carrying two alkyl substituents, which is correct, or as a hexane parent chain carrying only one alkyl substituent, which is the incorrect choice.

Diagram

Fig. 14.22 – Parent-chain selection, three examples with the chosen chain enclosed in a dashed box: (a) CH3–CH(CH3)–CH2–CH2–CH3, box round the five-carbon chain, CH3 marked “alkyl substituent”; (b) CH3–CH(CH2CH2CH3)–CH2–CH3, box round the six-carbon chain, methyl marked “alkyl substituent”; (c) the same molecule CH3–CH(CH3)–CH(CH2CH3)–CH2–CH2–CH3 shown twice, once boxed as “parent chain hexane with two alkyl substituents (correct parent chain)” and once boxed differently as “parent chain hexane with one alkyl substituent (incorrect chain)”

Rule 2. The parent chain is numbered from one end to the other to locate the position, called the locant number, of the alkyl substituent. The numbering is done in that direction which will result in the lowest possible locant numbers.

For the molecule drawn in Fig. 14.23, numbering from the left gives the substituent a locant number of 2, which is the proper numbering, while numbering from the right gives it 3, which is improper.

Diagram

Fig. 14.23 – The same molecule CH3–CH(CH3)–CH2–CH3 drawn twice: once numbered 1,2,3,4 from the left with the caption “locant number : 2 ~ proper numbering”, once numbered 4,3,2,1 from the left with the caption “locant number : 3 ~ improper numbering”

Rule 3. Names of the alkyl substituents are added as a prefix to the name of the parent alkane. Different alkyl substituents are listed in alphabetical order, with each substituent name preceded by its appropriate locant number. The name of the substituent is separated from the locant number by a hyphen.

Thus for \(\mathrm{CH_3\!-\!CH_2\!-\!CH(CH_3)\!-\!CH(C_2H_5)\!-\!CH_2\!-\!CH_2\!-\!CH_3}\) the name is 4-ethyl-3-methylheptane and not 3-methyl-4-ethylheptane, because “ethyl” comes before “methyl” in the alphabet.

Rule 4. When both the numberings give the same set of locants, that numbering is chosen which gives the smaller locant to the substituent having alphabetical priority. Thus the IUPAC name of \(\mathrm{CH_3\!-\!CH_2\!-\!CH(CH_3)\!-\!CH(C_2H_5)\!-\!CH_2\!-\!CH_3}\) is 3-ethyl-4-methylhexane and not 3-methyl-4-ethylhexane.

Compare Rules 3 and 4 carefully, because they do different jobs. Rule 3 fixes the order in which substituent names are written; Rule 4 is used only to break a tie in numbering, and it hands the smaller number to whichever substituent comes first alphabetically.

Rule 5. If two or more identical substituents are present, the prefixes di (for 2), tri (for 3), tetra (for 4) and so on are used before the name of the substituent to indicate how many identical substituents there are. The locants of identical substituents are listed together, separated by commas.

There must be as many numbers in the name as there are substituents, even when two substituents sit on the same carbon. A digit and an alphabet are separated by a hyphen.

The prefixes di, tri, tetra, sec and tert are ignored in alphabetizing the substituent names. Substituent and parent hydrocarbon names are joined into one word — and note that isopropyl comes before methyl in the alphabetical order.

Q. Why are di, tri, sec and tert ignored while alphabetizing, when iso is not?

A. Because di, tri, tetra, sec and tert are only counting or structural labels attached to a substituent name, not part of it — “dimethyl” is alphabetized under m. In isopropyl and isobutyl the “iso” has fused into the name itself, so these are alphabetized under i.

Rule 6. A branched alkyl group having no accepted trivial name is named with the longest continuous chain beginning at the point of attachment as the base name. The carbon atom of this group attached to the parent chain is numbered 1, and the name of such a substituent is enclosed in a bracket.

Three examples are drawn in Fig. 14.24: the 1,2-dimethylpropyl group, the 1,1,3-trimethylbutyl group, and the compound 2,3-dimethyl-4-(1methylpropyl)heptane, in which such a substituent appears inside a bracket in the full name.

Diagram

Fig. 14.24 – Rule 6 examples: (a) CH3–CH(CH3)–CH(CH3)– with the point of attachment numbered 1, labelled “1, 2 di-methylpropyl”; (b) H3C–CH(CH3)–CH2–C(CH3)2– with the attachment carbon numbered 1, labelled “1, 1, 3- trimethylbutyl”; (c) the full structure CH3–CH(CH3)–CH(CH3)–CH(CH(CH3)CH2CH3)–CH2–CH2–CH3 labelled “2, 3 - dimethyl - 4 - (1methylpropyl)heptane”

The whole naming procedure for a branched alkane is summarised in FC 14.3.

Flowchart

FC 14.3 – Naming a branched saturated hydrocarbon: identify the longest continuous carbon chain → if two chains tie in length, choose the one with more substituents → name the parent alkane from Table 14.6 → number the chain from the end giving the lowest locants → if both directions give the same set of locants, give the smaller locant to the substituent with alphabetical priority → name each substituent, using di/tri/tetra for identical ones and brackets for complex ones → arrange substituent names alphabetically, each with its locant and hyphen → join everything to the parent name as one word

Give the IUPAC name of \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_2\!-\!CH(C_2H_5)\!-\!CH_2\!-\!CH_3}\).

Solution: Begin with the longest continuous chain. Counting along the written chain gives six carbons, and no alternative path through the branches gives more than six, so the parent chain is hexane.

The substituents left outside that chain are one methyl group and one ethyl group. Now number the chain from both ends and compare. Numbering from the left places the methyl at C-2 and the ethyl at C-4, giving the locant set \(\{2, 4\}\). Numbering from the right places the ethyl at C-3 and the methyl at C-5, giving \(\{3, 5\}\).

The set \(\{2, 4\}\) is lower, so numbering from the left is correct. Rule 4 is not needed here, because the two directions did not give the same set of locants.

Finally, arrange the substituent names alphabetically — ethyl before methyl — each with its own locant, and join everything into one word. The IUPAC name is 4-ethyl-2-methylhexane.

(question only — no solution) Write the IUPAC name of \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH(CH_3)\!-\!CH_2\!-\!CH_2\!-\!CH_3}\), and state how many primary carbon atoms it contains.

Complete the following table.

Structural formula Numbering Prefix IUPAC Name
\(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_2\!-\!CH_3}\) \(\overset{1}{\mathrm{C}}-\overset{2}{\mathrm{C}}-\overset{3}{\mathrm{C}}-\overset{4}{\mathrm{C}}\) with one C branch at 2 2 - methyl 2 - methylbutane
\(\mathrm{CH_3\!-\!C(CH_3)_2\!-\!CH_3}\) \(\overset{1}{\mathrm{C}}-\overset{2}{\mathrm{C}}-\overset{3}{\mathrm{C}}\) with two C branches at 2 2, 2 - dimethyl 2, 2-dimethylpropane
\(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH(CH_3)\!-\!CH_2\!-\!CH_3}\) ………. ………. ……….
\(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH(C_2H_5)\!-\!CH_2\!-\!CH_2\!-\!CH_3}\) ………. ………. ……….
\(\mathrm{CH_3\!-\!CH(C_2H_5)\!-\!CH(C_2H_5)\!-\!CH_2\!-\!CH_2\!-\!CH_3}\) ………. ………. ……….
\(\mathrm{C(C_2H_5)_4}\) ………. ………. ……….

Branched-chain names are printed, indirectly, on every petrol pump. The octane number of a fuel is fixed against a reference compound whose IUPAC name is 2,2,4-trimethylpentane — the substance older texts call isooctane — which is assigned a rating of 100 because it resists knocking in an engine, while straight-chain heptane is assigned 0. So the difference between a fuel that knocks and one that does not is, in part, a difference in branching. Nomenclature here is not book-keeping: it is the only unambiguous way to specify which of the many \(\mathrm{C_8H_{18}}\) isomers is meant.

14.4.5 IUPAC Nomenclature of Unsaturated Hydrocarbons (Alkenes and Alkynes)

While writing IUPAC names of alkenes and alkynes, the following rules are to be followed in addition to the rules already discussed. The reason a fresh set is needed is that the multiple bond, not the chain length alone, now controls both the choice of chain and the direction of numbering.

Rule 1. The longest continuous chain must include the carbon–carbon multiple bond. Thus the longest continuous chains in structures I and II of Fig. 14.25 contain four and six carbons respectively, even though a longer chain could be traced if the multiple bond were abandoned.

Diagram

Fig. 14.25 – Two structures with the chain including the multiple bond marked: (I) CH3–CH2–C(=CH2)–CH2–CH3 with the four-carbon chain through the C=C highlighted; (II) H3C–CH2–CH2–C(H)(C≡CH)–CH2–CH2–CH3 with the six-carbon chain through the C≡C highlighted

Rule 2. Numbering of this chain must be done in such a way that the carbon–carbon multiple bond gets the lowest possible locant number.

Proper numbering Improper numbering
\(\overset{4}{\mathrm{C}}\mathrm{H_3}\!-\!\overset{3}{\mathrm{C}}\mathrm{H_2}\!-\!\overset{2}{\mathrm{C}}\mathrm{H}\!=\!\overset{1}{\mathrm{C}}\mathrm{H_2}\) \(\overset{1}{\mathrm{C}}\mathrm{H_3}\!-\!\overset{2}{\mathrm{C}}\mathrm{H_2}\!-\!\overset{3}{\mathrm{C}}\mathrm{H}\!=\!\overset{4}{\mathrm{C}}\mathrm{H_2}\)
\(\overset{1}{\mathrm{H}}\mathrm{C}\equiv\overset{2}{\mathrm{C}}\!-\!\overset{3}{\mathrm{C}}\mathrm{H_2}\!-\!\overset{4}{\mathrm{C}}\mathrm{H_3}\) \(\overset{4}{\mathrm{H}}\mathrm{C}\equiv\overset{3}{\mathrm{C}}\!-\!\overset{2}{\mathrm{C}}\mathrm{H_2}\!-\!\overset{1}{\mathrm{C}}\mathrm{H_3}\)

Rule 3. The ending “ane” of the alkane is replaced by “ene” for an alkene and by “yne” for an alkyne.

Rule 4. The position of the carbon atom from which the multiple bond starts is indicated by the smaller locant number of the two multiply bonded carbons, written before the ending “ene” or “yne”. For example:

Structure Name
\(\mathrm{CH_3\!-\!CH_2\!-\!CH\!=\!CH_2}\) but-1-ene
\(\mathrm{HC}\equiv\mathrm{C\!-\!CH_2\!-\!CH_3}\) but-1-yne

Only the smaller of the two numbers is written because the bond joins consecutive carbons; once you know it begins at C-1, it must end at C-2.

Rule 5. If the multiple bond is equidistant from both the ends of a selected chain, then the carbon atoms are numbered from that end which is nearer to the first branching. For example, in \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH\!=\!C(CH_3)\!-\!CH_2\!-\!CH_3}\) the double bond lies between C-3 and C-4 whichever end you start from, so numbering begins at the end nearer the branch — reading the chain as 2,4-dimethylhex-3-ene. The same reasoning applies to \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!C}\equiv\mathrm{C\!-\!CH_2\!-\!CH_3}\), read as 2-methylhex-3-yne.

Rule 6. If the parent chain contains two double bonds or two triple bonds, then it is named as a diene or a diyne. In all these cases the “a” of “ane” (alkane) is retained.

\[\mathrm{CH_3\!-\!CH\!=\!CH\!-\!CH\!=\!CH_2} \qquad \text{penta-1, 3-diene}\]

\[\mathrm{CH_3\!-\!C}\equiv\mathrm{C\!-\!CH_2\!-\!C}\equiv\mathrm{C\!-\!H} \qquad \text{hexa - 1, 4 -diyne}\]

That retained “a” is a small but examinable detail. We write penta-1,3-diene, not pent-1,3-diene, because the vowel is kept before a consonant-starting suffix such as “diene”.

Rule 7. If the parent chain contains both a double and a triple bond, then the carbon atoms are numbered from that end where the multiple bond is nearer. Such systems are named by putting the “en” ending first, followed by “yne”. The number indicating the location of each multiple bond is placed before that ending.

\[\mathrm{CH_2\!=\!CH\!-\!C}\equiv\mathrm{C\!-\!CH_3} \qquad \text{pent-1-en-3-yne}\]

\[\mathrm{H\!-\!C}\equiv\mathrm{C\!-\!CH_2\!-\!CH\!=\!CH\!-\!CH_3} \qquad \text{hex-4-en-1-yne}\]

Rule 8. If there is a tie between a double bond and a triple bond — that is, if both would get the same locant from opposite ends — the double bond gets the lower number.

\[\mathrm{H\!-\!C}\equiv\mathrm{C\!-\!CH_2\!-\!CH\!=\!CH_2} \qquad \text{pent-1-en-4-yne}\]

Q. In hex-4-en-1-yne the triple bond gets the lower number, but in pent-1-en-4-yne the double bond does. Is there a contradiction?

A. No. Rule 7 acts first: number from the end where a multiple bond is nearer, whichever kind it is — that is what gives the yne the 1 in hex-4-en-1-yne. Rule 8 is used only when that test ends in a tie, and then the double bond is preferred.

(question only — no solution) Write the IUPAC names of (i) \(\mathrm{CH_3\!-\!CH\!=\!CH\!-\!CH_2\!-\!CH_3}\), (ii) \(\mathrm{CH_3\!-\!CH_2\!-\!C}\equiv\mathrm{C\!-\!CH_3}\) and (iii) \(\mathrm{CH_2\!=\!CH\!-\!CH_2\!-\!CH\!=\!CH_2}\).

14.4.6 IUPAC Names of Simple Monocyclic Hydrocarbons

A saturated monocyclic hydrocarbon is named by attaching the prefix “cyclo” to the name of the corresponding open chain alkane. For example, cyclopropane and cyclopentane are drawn in Fig. 14.26.

An unsaturated monocyclic hydrocarbon is named by substituting “ene”, “yne” etc. for “ane” in the name of the corresponding cycloalkane. For example, cyclohexene and cyclopentene, also shown in Fig. 14.26.

Diagram

Fig. 14.26 – Four ring structures with names below: cyclopropane (triangle with CH2 labels), cyclopentane (plain pentagon), cyclohexene (hexagon with one double bond), cyclopentene (pentagon with one double bond)

If side chains are present, then the rules discussed above are applied. The numbering of the ring carbon is started from a side chain. For example, 1-ethyl-3-methylcyclohexane and 3-ethyl-1,1-dimethylcyclohexane are drawn in Fig. 14.27.

Diagram

Fig. 14.27 – Two substituted cyclohexanes with ring positions numbered 1 to 6: (a) ring with C2H5 at position 1 and CH3 at position 3, labelled “1 - ethyl - 3 - methylcyclohexane”; (b) ring with two CH3 groups at position 1 and an ethyl at position 3, labelled “3 - ethyl - 1, 1 - dimethylcyclohexane”

If the alkyl groups contain a greater number of carbon atoms than the ring, the compound is named as a derivative of the alkane, and the ring is treated as the substituent. For example, in \(\mathrm{CH_3\!-\!CH_2\!-\!CH(C_3H_5)\!-\!CH_2\!-\!CH_2\!-\!CH_3}\) the six-carbon chain is longer than the three-membered ring, so it is named 3-cyclopropylhexane. In the other example of Fig. 14.28 the ring is the larger part, so it becomes the parent and the compound is isopropylcyclohexane.

Diagram

Fig. 14.28 – Two structures: (a) a six-carbon chain with a cyclopropane ring attached at C-3, labelled “3 - cyclopropylhexane”; (b) a cyclohexane ring with an isopropyl group attached, labelled “isopropylcyclohexane”

The rule is therefore a simple size comparison. Whichever part — ring or chain — carries more carbon atoms becomes the parent, and the smaller part becomes the substituent.

(question only — no solution) Name the compound formed by attaching a methyl group and a chlorine atom to adjacent carbons of a cyclopentane ring, choosing locants by the rules of this subsection. Then state which part would become the parent if the methyl group were replaced by a hexyl group.

14.4.7 IUPAC Nomenclature of Compounds Containing One or More Functional Groups

The IUPAC names of compounds containing one or more functional groups include the names of the functional groups as prefix and/or suffix. Table 14.9 shows how the names of functional groups are modified when included as prefix or suffix in the IUPAC name. Some functional groups appear only as prefixes, and these are shown in Table 14.9 (b).

Table 14.9 : Modified names of functional groups as in IUPAC nomenclature

a. Functional groups appearing prefix and suffix

Functional group Prefix Suffix
\(\mathrm{-COOH}\) carboxy \(-\) oic acid
\(\mathrm{-COOR}\) alkoxycarbonyl \(-\) oate
\(\mathrm{-COCl}\) chlorocarbonyl \(-\) oyl chloride
\(\mathrm{-CONH_2}\) carbamoyl \(-\) amide
\(\mathrm{-CN}\) cyano \(-\) nitrile
\(\mathrm{-CHO}\) formyl \(-\) al
\(\mathrm{-CO}-\) oxo \(-\) one
\(\mathrm{-OH}\) hydroxy \(-\) ol
\(\mathrm{-NH_2}\) amino \(-\) amine

b. Functional groups appearing only as prefix

Functional group Prefix
\(\mathrm{-NO_2}\) nitro
\(\mathrm{-X}\) (\(\mathrm{-F}\), \(\mathrm{-Cl}\), \(\mathrm{-Br}\), \(\mathrm{-I}\)) halo (fluro, chloro, bromo, iodo)
\(\mathrm{-OR}\) (\(\mathrm{-OCH_3}\), \(\mathrm{-OC_2H_5}\), etc.) alkoxy (methoxy, ethoxy, etc.)

The two columns of Table 14.9 (a) are two different jobs for the same group. A suffix says “this is the group the compound is named after”; a prefix says “this group is only a substituent here”. The groups in Table 14.9 (b) can never take the first role.

Naming monofunctional compounds

When a molecule contains only one functional group, the longest carbon chain containing that functional group is identified as the parent chain, and is numbered so as to give the smallest locant number to the carbon bearing the functional group.

The parent name is modified by applying the appropriate suffix. The location of the functional group is indicated where necessary — that is, when it is NOT ‘1’. For example:

\[\mathrm{CH_3-CH_2-CH_2-COOH} \qquad \text{butanoic acid (No need to mention -1-)}\]

\[\mathrm{CH_3-CH_2-C}\equiv\mathrm{N} \qquad \text{propanenitrile (No need to mention -1-)}\]

\[\mathrm{CH_3-CO-CH_2-CH_2-CH_3} \qquad \text{pentan-2-one (Necessary to mention -2-)}\]

\[\mathrm{CH_3-CO-CH_2-CH_3} \qquad \text{butanone (No need to mention -2-)}\]

Butanone needs no number for a different reason from butanoic acid. In a four-carbon ketone the carbonyl group can only be at C-2, since a carbonyl at C-1 would be an aldehyde — so the number carries no extra information and is dropped.

When the functional group cannot be used as a suffix, and can be only the prefix, the molecule is named as the parent alkane carrying the functional group as a substituent at a specified carbon. For example:

\[\mathrm{H_3C-CH_2-CH_2-NO_2} \qquad \text{1 - Nitropropane}\]

\[\mathrm{CH_3-CH(OCH_3)-CH_3} \qquad \text{2- Methoxypropane}\]

Polyfunctional compounds

The organic compounds possessing two or more functional groups (same or different) in their molecules are called polyfunctional compounds.

When there are two or more different functional groups, one of them is selected as the principal functional group and the others are considered as substituents. The principal functional group is used as the suffix of the IUPAC name, while the other substituents are written with appropriate prefixes.

The principal functional group is decided on the basis of the following order of priority:

\[\mathrm{-COOH} > \mathrm{-SO_3H} > \mathrm{-COOR} > \mathrm{-COCl} > \mathrm{-CONH_2} > \mathrm{-CN} > \mathrm{-CHO} > \mathrm{C\!=\!O} > \mathrm{-OH} > \mathrm{-NH_2} > \mathrm{C\!=\!C} > \mathrm{-C}\equiv\mathrm{C}-\]

This order is worth learning as a sequence rather than as isolated facts, since almost every polyfunctional naming question begins by applying it. Broadly, the acid and its derivatives rank highest, the carbonyl groups come next, then \(\mathrm{-OH}\) and \(\mathrm{-NH_2}\), and the multiple bonds rank lowest of all.

IUPAC Rules for naming mono or polyfunctional compounds

Rule i. The longest carbon chain containing or bearing the single or the principal functional group is identified as the parent chain. Ether is named as an alkoxyalkane; while naming it, the larger alkyl group is chosen as the parent chain. The numbering of the parent chain is done so as to give the lowest possible locant number to the carbon atom of this functional group.

Rule ii. The name of the parent hydrocarbon is modified adequately with the appropriate suffix, in accordance with the single or principal functional group.

Rule iii. Names of the other functional groups (if any) are attached to this modified name as prefixes. The locant numbers of all the functional groups are indicated before the corresponding suffix or prefix. The carbon atom in \(\mathrm{-COOR}\), \(\mathrm{-COCl}\), \(\mathrm{-CONH_2}\), \(\mathrm{-CN}\) and \(\mathrm{-CHO}\) is C-1 by rule and therefore is not mentioned in the IUPAC name.

Q. Why is the position of a \(\mathrm{-CHO}\) group never written in the name?

A. Because the aldehyde carbon is itself a chain carbon and must lie at a chain end, so it is always C-1. A number that can only ever take one value adds nothing to the name and is left out by rule.

The complete procedure is set out in FC 14.4.

Flowchart

FC 14.4 – Naming a mono- or polyfunctional compound: list every functional group present → choose the principal functional group using the priority order (−COOH > −SO3H > −COOR > −COCl > −CONH2 > −CN > −CHO > C=O > −OH > −NH2 > C=C > −C≡C−) → select the longest chain containing that group as the parent chain → number the chain to give the principal group the lowest locant → modify the parent name with the suffix of the principal group → add every other group as a prefix with its locant, in alphabetical order → omit the locant where it can only be 1, and for −COOR, −COCl, −CONH2, −CN and −CHO

Write IUPAC names for the following structures:

i. \(\mathrm{CH_3-CH(OH)-CO-CH_2-CH_3}\)

ii. \(\mathrm{CH_3-CH(NH_2)-CH_2-COOH}\)

iii. \(\mathrm{CH_3-CH(OH)-CH_2-OH}\)

iv. \(\mathrm{CH_2\!=\!CH-CH\!=\!CH_2}\)

Solution:

  1. \(\mathrm{CH_3-CH(OH)-CO-CH_2-CH_3}\)

Here the principal functional group, ketone, is located at the C-3 on the five carbon chain. The \(\mathrm{-OH}\) group, the hydroxyl substituent, is at C-2. Therefore the IUPAC name is 2-hydroxypentan-3-one.

  1. \(\mathrm{CH_3-CH(NH_2)-CH_2-COOH}\)

Here the principal functional group is carboxylic acid. The amino substituent is located at C-3 on the four carbon chain. Therefore the IUPAC name is 3-aminobutanoic acid.

  1. \(\mathrm{CH_3-CH(OH)-CH_2-OH}\)

Both functional groups are alcohols, so there is no question of priority between them; the parent chain is the three-carbon chain and the suffix “ol” is used twice with the counting prefix “di”. Numbering from the end that gives the lower set of locants puts the two \(\mathrm{-OH}\) groups at C-1 and C-2. The name is propane-1,2-diol.

  1. \(\mathrm{CH_2\!=\!CH-CH\!=\!CH_2}\)

There is no functional group other than the two double bonds. The parent chain has four carbons and carries two double bonds, so by Rule 6 of subsection 14.4.5 it is a diene with the “a” retained. The double bonds begin at C-1 and C-3, giving buta-1,3-diene.

Note how the numbering in (i) and (ii) was decided in each case. It is the principal functional group, not the substituent, that must receive the lowest locant — which is why the \(\mathrm{-OH}\) in (i) ends up at C-2 rather than at C-4.

Give the IUPAC name of \(\mathrm{CH_3\!-\!CH(OH)\!-\!CH_2\!-\!CHO}\).

Solution: First list the functional groups present: one \(\mathrm{-CHO}\) and one \(\mathrm{-OH}\).

Next apply the priority order. In the sequence given above, \(\mathrm{-CHO}\) ranks higher than \(\mathrm{-OH}\), so the aldehyde is the principal functional group and the alcohol becomes a substituent named with the prefix “hydroxy”.

The parent chain contains four carbons including the aldehyde carbon, so the parent name is butane and the suffix “al” gives butanal. The aldehyde carbon is C-1 by rule, so its locant is not written.

Numbering from that carbon places the \(\mathrm{-OH}\) on C-3. The IUPAC name is therefore 3-hydroxybutanal.

(question only — no solution) Write the IUPAC name of \(\mathrm{CH_3\!-\!CH(NH_2)\!-\!CH_2\!-\!CH_2\!-\!CHO}\), and state which of its two functional groups appears as the suffix and why.

14.4.8 IUPAC Nomenclature of Substituted Benzene

I. Monosubstituted benzene

The IUPAC name of a monosubstituted benzene is obtained by placing the name of the substituent as a prefix to the parent skeleton, which is benzene. Since all six positions of the ring are equivalent, no locant number is needed. Examples are drawn in Fig. 14.29: chlorobenzene, nitrobenzene, bromobenzene, iodobenzene and tert-butylbenzene.

Diagram

Fig. 14.29 – Five benzene rings, each with one substituent and its name below: Cl (Chlorobenzene), NO2 drawn as N with =O and O⁻ (Nitrobenzene), Br (Bromobenzene), I (Iodobenzene), C(CH3)3 (tert-Butylbenzene)

Some monosubstituted benzenes have trivial names which may show no resemblance with the name of the attached substituent group. For example, methylbenzene is known as toluene, aminobenzene as aniline, hydroxybenzene as phenol, and so on. The common names written in the bracket are also used universally and are accepted by IUPAC. Six such compounds are shown in Fig. 14.30.

Diagram

Fig. 14.30 – Six benzene rings with two names each: CH3 (Methylbenzene / Toluene), NH2 (Aminobenzene / Aniline), OH (Hydroxybenzene / Phenol), O–CH3 (Methoxybenzene / Anisole), C(=O)–H (Benzaldehyde), C(=O)–OH (Benzoic acid)

If the alkyl substituent is larger than the benzene ring (7 or more carbon atoms), the compound is named as a phenyl-substituted alkane. For example, the compound with a seven-carbon chain bearing a ring at C-2 is 2-phenylheptane, while a six-carbon chain on a ring remains hexyl benzene, since six carbons do not exceed the ring. Both are shown in Fig. 14.31.

The benzene ring can as well be considered as a substituent when it is attached to an alkane bearing a functional group. In such a case the functional group decides the parent name and the ring becomes a phenyl substituent. Figure 14.31 also shows 1-chloro-3-phenylpropane, phenylmethanol (benzyl alcohol) and 1-phenylethanone (acetophenone).

Diagram

Fig. 14.31 – Five structures with labels: (a) CH3–CH(C6H5)–CH2–CH2–CH2–CH2–CH3 numbered 1,2 with the ring marked “Substituent”, labelled “2 - Phenylheptane”; (b) a benzene ring carrying –CH2CH2CH2CH2CH2CH3 marked “Substituent”, labelled “Hexyl benzene”; (c) C6H5–CH2–CH2–CH2–Cl numbered 3,2,1 with Cl marked “Functional group” and the ring marked “Substituent”, labelled “1 - Chloro - 3 - phenylpropane”; (d) C6H5–CH2–OH with OH marked “Functional group”, labelled “Phenylmethanol (Benzyl alcohol)”; (e) C6H5–C(=O)–CH3 with the C=O marked “Functional group”, labelled “1 - Phenylethanone (Acetophenone)”

II. Disubstituted benzene derivatives

Common names of the three possible isomers of disubstituted benzene derivatives are given using one of the prefixes ortho (o-), meta (m-) or para (p-). These describe the relative positions of the two groups: adjacent, one carbon apart, and directly opposite.

The IUPAC system, however, uses numbering instead of the prefixes o-, m- or p-. Thus the three dichlorobenzenes shown in Fig. 14.32 are named 1,2-dichlorobenzene (o-dichlorobenzene), 1,3-dichlorobenzene (m-dichlorobenzene) and 1,4-dichlorobenzene (p-dichlorobenzene).

If the two substituents are different, then they enter the name in alphabetical order. For example, 1-bromo-4-iodobenzene (p-bromoiodobenzene) and 1-chloro-3-nitrobenzene (m-chloronitrobenzene), also drawn in Fig. 14.32.

If one of the two groups gives a special name to the molecule, then the compound is named as a derivative of that special compound. The carbon carrying that special group is then numbered 1. This gives 2-chloroaniline (o-chloroaniline), 3-nitrotoluene (m-nitrotoluene) and 4-bromophenol (p-bromophenol).

Diagram

Fig. 14.32 – Eight benzene rings with numbered positions and names: three dichlorobenzenes (1,2-; 1,3-; 1,4-, each with the o-, m-, p- name in brackets); a ring with Br at 1 and I at 4 labelled “1-bromo-4-iodobenzene (p - Bromoiodobenzene)”; a ring with Cl at 1 and NO2 at 3 labelled “1-chloro-3-nitrobenzene (m - Chloronitrobenzene)”; a ring with NH2 at 1 and Cl at 2 labelled “2 - chloroaniline (o - Chloroaniline)”; a ring with CH3 at 1 and NO2 at 3 labelled “3 - nitrotoluene (m - Nitrotoluene)”; a ring with OH at 1 and Br at 4 labelled “4 - Bromophenol (p - bromophenol)”

A benzene ring carries an \(\mathrm{-NH_2}\) group and a \(\mathrm{-Br}\) atom on opposite carbons of the ring. Write its IUPAC name and its common name.

Solution: First look for a group that gives the molecule a special name. Aminobenzene is universally known as aniline, so the compound is named as a derivative of aniline and the carbon bearing \(\mathrm{-NH_2}\) is numbered 1.

The two groups are on opposite carbons of the ring, which means they are separated by two carbons on either side. Counting from the amino carbon, the bromine therefore falls on C-4.

The IUPAC name is 4-bromoaniline. Since “opposite” corresponds to the para relationship, the common name is p-bromoaniline.

III. Trisubstituted benzene derivatives

If more than two substituents are attached to the benzene ring, numbers are used to indicate their relative positions, following the alphabetical order and the lowest locant rule. In some cases, the common name of the benzene derivative is taken as the parent compound.

Examples are drawn in Fig. 14.33: 1,2,4-tribromobenzene, 1-chloro-2,4-dinitrobenzene, 4-bromo-1,2-dimethylbenzene, 2-chloro-1-methyl-4-nitrobenzene, 2-chloro-4-nitrophenol, 2,4,6-tribromoaniline and 2-chloro-4-methylanisole.

Diagram

Fig. 14.33 – Seven benzene rings with numbered ring positions and names below: Br at 1,2,4 (1, 2, 4 - Tribromobenzene); Cl at 1 with NO2 at 2 and 4 (1 - chloro - 2, 4 -dinitrobenzene); CH3 at 1 and 2 with Br at 4 (4 - bromo - 1, 2 -dimethylbenzene); CH3 at 1, Cl at 2, NO2 at 4 (2 - chloro - 1 - methyl - 4 - nitrobenzene); OH at 1, Cl at 2, NO2 at 4 (2 - chloro - 4 - nitrophenol); NH2 at 1 with Br at 2, 4 and 6 (2, 4, 6 - tribromoaniline); OCH3 at 1, Cl at 2, CH3 at 4 (2 - chloro - 4 - methylanisole)

Compare the last three names in Fig. 14.33 with the first four. Where no special-name group is present, the ring is numbered purely by the lowest locant and alphabetical rules. Where phenol, aniline or anisole is present, that group’s carbon is fixed as C-1 and the remaining substituents are numbered from it — which is why the nitro group in 2-chloro-4-nitrophenol takes the number 4 rather than a lower one.

(question only — no solution) A benzene ring carries a \(\mathrm{-CH_3}\) group at one position and \(\mathrm{-NO_2}\) groups at the two positions adjacent to it. Write the IUPAC name of the compound, and state which rule fixes the position numbered 1.

14.5 Isomerism

Two structural formulae are drawn in Fig. 14.34. a. Observe the structural formulae (i) and (ii). b. Find out their molecular formulae. c. What is the difference between them? d. What is the relation between the two compounds represented by these structural formulae?

Diagram

Fig. 14.34 – Two structures side by side: (i) CH3–C(=O)–CH3 with the carbonyl drawn as C with a double-bonded O above it; (ii) C2H5–C(=O)–H drawn the same way with H on the carbonyl carbon; label them (i) and (ii)

The phenomenon of existence of two or more compounds possessing the same molecular formula is known as isomerism. Such compounds are known as isomers of each other.

NoteDefinition

Isomerism is the existence of two or more compounds that have the same molecular formula but are not identical; such compounds are called isomers.

Two types of isomerism are observed in organic compounds, namely structural isomerism and stereoisomerism.

When two or more compounds have the same molecular formula but different structural formulae, it is called structural isomerism. On the other hand, when different compounds have the same structural formula but a different relative arrangement of groups or atoms in space — that is, a different spatial arrangement of groups or atoms — it is called stereoisomerism.

NoteDefinition

Structural isomerism is isomerism in which the isomers have the same molecular formula but different structural formulae, that is, a different sequence of bonding.

NoteDefinition

Stereoisomerism is isomerism in which the isomers have the same structural formula but differ in the arrangement of their atoms or groups in space.

The distinction is worth fixing firmly, because the whole classification rests on it. In structural isomerism the atoms are joined up differently. In stereoisomerism the atoms are joined up in exactly the same order, and only their positions in three-dimensional space differ — which is why the wedge, Fischer, Newman and sawhorse formulae of Section 14.2.3 were needed at all. In this chapter we are going to look at some details of only structural isomerism.

14.5.1 Structural Isomerism

We have seen at the beginning of this chapter that the structural formula describes the sequence in which the constituent atoms of a molecule are bonded, and the nature of the bonds between them.

When two or more compounds have the same molecular formula and different structural formulae, they are said to be structural isomers of each other. The phenomenon is known as structural isomerism.

Structural isomerism is further classified as chain isomerism, position isomerism, functional group isomerism, metamerism and tautomerism. Figure 14.9 shows the various types of isomerism, structural and stereo, in one scheme.

Diagram

Fig. 14.9 – Types of isomerism, drawn as a tree: top node “Isomerism (Two or more compounds with same molecular formula)” branching into “Structural isomerism (same molecular formula but different structural formula)” and “Stereoisomerism (same structural formula but different spatial arrangement of groups)”; the stereoisomerism branch divides into “Geometrical isomerism” and “Optical isomerism”; the structural isomerism branch divides into five boxes — “Chain isomerism (different carbon skeletons)”, “Position isomerism (different positions of the same functional group on the same skeleton)”, “Functional group isomerism (functional groups are different)”, “Metamerism (unequal distribution of carbon atoms on either side of functional group)”, “Tautomerism (rapidly interconverting structural isomers)”

a. Chain isomerism

When two or more compounds have the same molecular formula but a different parent chain, or a different carbon skeleton, it is referred to as chain isomerism, and such isomers are known as chain isomers.

For example, butane (\(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CH_3}\)) and 2-methylpropane [\(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CH_3}\)] are chain isomers of each other, as they have different carbon skeletons and the same molecular formula \(\mathrm{C_4H_{10}}\).

Count the atoms in both formulae and the point becomes clear: four carbons and ten hydrogens in each, yet one is a straight chain of four while the other is a chain of three carrying a branch. This is why chain isomerism is also spoken of as skeletal isomerism.

b. Position isomerism

The phenomenon in which different compounds have the same functional groups at different positions on the parent chain is known as position isomerism.

For example, but-2-ene [\(\mathrm{CH_3\!-\!CH\!=\!CH\!-\!CH_3}\)] and but-1-ene [\(\mathrm{CH_2\!=\!CH\!-\!CH_2\!-\!CH_3}\)] are position isomers of each other, as they have the same molecular formula \(\mathrm{C_4H_8}\) and the same carbon skeleton, but the double bonds are located at different positions.

Here the double bond counts as the functional group, which is why moving it along an unchanged four-carbon chain produces position isomers rather than chain isomers. Notice also how the IUPAC names of Section 14.4 do the distinguishing work automatically: the locant in the name is precisely what differs.

Q. How can you tell chain isomerism from position isomerism when both isomers have the same molecular formula?

A. Look at the skeleton first. If the carbon framework itself is different — straight in one, branched in the other — it is chain isomerism. If the skeleton is identical and only the location of the functional group has moved along it, it is position isomerism.

c. Functional group isomerism

The phenomenon in which different compounds with the same molecular formula have different functional groups is known as functional group isomerism.

For example, dimethyl ether (\(\mathrm{CH_3\!-\!O\!-\!CH_3}\)) and ethyl alcohol (\(\mathrm{CH_3\!-\!CH_2\!-\!OH}\)) have the same molecular formula \(\mathrm{C_2H_6O}\), but the former has the ether (\(\mathrm{-O-}\)) functional group and the latter has the alcohol (\(\mathrm{-OH}\)) functional group.

Because the functional group decides chemical behaviour, functional group isomers belong to entirely different families and behave as chemically unrelated substances — even though a combustion analysis of the two would give identical results.

Q1. Two compounds can have exactly the same molecular formula and still behave completely differently. What is it about a molecule, other than the atoms it contains, that decides how it behaves?

A. Its structure — that is, which atom is bonded to which, and how those atoms are arranged in space. The molecular formula is only an inventory of parts. Ethanol and dimethyl ether both count as \(\mathrm{C_2H_6O}\), yet in one the oxygen carries a hydrogen and in the other it sits between two carbons, so one is an alcohol and the other an ether. Chemical behaviour follows the functional group and the skeleton, not the tally of atoms, which is why an analysis of composition alone can never identify a compound.

These two functional group isomers of \(\mathrm{C_2H_6O}\) are put to entirely different industrial uses. Ethanol is a liquid at room temperature and serves as a solvent, a disinfectant and a blended motor fuel. Dimethyl ether is a gas that liquefies easily under modest pressure, so it is used as an aerosol propellant — one of the substances that replaced the ozone-depleting chlorofluorocarbons — and is being developed as a low-soot diesel substitute. Identical composition; two different industries.

d. Metamerism

Different compounds with the same molecular formula and the same functional group, but having an unequal distribution of carbon atoms on either side of the functional group, is referred to as metamerism, and the isomers are known as metamers.

For example, ethoxyethane (\(\mathrm{CH_3\!-\!CH_2\!-\!O\!-\!CH_2\!-\!CH_3}\)) and methoxypropane (\(\mathrm{CH_3\!-\!O\!-\!CH_2\!-\!CH_2\!-\!CH_3}\)) have the same molecular formula \(\mathrm{C_4H_{10}O}\) and the same functional group, ether, but have a different distribution of carbon atoms attached to the etheral oxygen. These are metamers of each other.

NoteDefinition

Metamerism is isomerism in which the isomers have the same molecular formula and the same functional group, but differ in the distribution of carbon atoms on the two sides of that functional group.

Count the carbons on either side of the oxygen in the two formulae above: two and two in ethoxyethane, one and three in methoxypropane. Metamerism therefore appears only in families whose functional group has carbon on both sides — ethers, ketones, secondary and tertiary amines.

Q. If the functional group is the same in both metamers, why are they not simply position isomers?

A. Because nothing has moved along a fixed skeleton. The functional group has stayed put and the carbon skeleton has been redistributed around it, giving two unequal alkyl groups instead of two equal ones. Position isomerism keeps the skeleton and moves the group; metamerism keeps the group and rearranges the skeleton about it.

e. Tautomerism

The same compound exists as a mixture of two or more structurally distinct molecules which are in rapid equilibrium with each other. This phenomenon is referred to as tautomerism, and such interconverting isomers are called tautomers.

In nearly all the cases, it is the proton which shifts from one atom to another atom in the molecule to form its tautomer. The general change is shown in Fig. 14.35, where the keto form on the left carries a hydrogen on the carbon next to the carbonyl group and the enol form on the right carries it on oxygen.

Diagram

Fig. 14.35 – Keto–enol equilibrium drawn with a double-headed equilibrium arrow: left structure –C(H)–C(=O)– with the α-carbon and its H labelled “keto form”; right structure –C=C(O–H)– labelled “enol form”; show the H moving from the α-carbon to the oxygen

NoteDefinition

Tautomerism is the existence of a compound as a mixture of two or more structurally distinct molecules in rapid equilibrium with each other, usually through the shift of a proton from one atom to another within the molecule.

For example, keto-enol tautomerism is a very common form of tautomerism. It is found in carbonyl compounds. Here a hydrogen atom shifts reversibly from the \(\alpha\)-carbon of the keto form to the oxygen atom of the enol.

One term used there needs stating plainly, since it recurs throughout organic chemistry. The \(\alpha\)-carbon is simply the carbon atom directly attached to the functional group — in a carbonyl compound, the carbon next to the \(\mathrm{C\!=\!O}\). A carbonyl compound with no hydrogen on its \(\alpha\)-carbon cannot form an enol at all, because there is no proton available to shift.

The word “enol” is a piece of chemical shorthand built out of two suffixes you already know from Section 14.4: “ene” for a carbon–carbon double bond and “ol” for an alcohol. An enol is exactly that — a double bond with an \(\mathrm{-OH}\) attached to one of its carbons. “Keto” simply marks the ketone-like carbonyl form.

Q. If the keto and enol forms interconvert on their own, can they really be called isomers?

A. Yes. At any instant the two have different structural formulae — the hydrogen and the double bond are in different places — so they satisfy the definition of structural isomers. What makes tautomers special is only the speed of interconversion: the equilibrium is so fast that the two cannot usually be separated and bottled.

chain vs position vs functional group vs metamerism vs tautomerism | Feature | Chain isomerism | Position isomerism | Functional group isomerism | Metamerism | Tautomerism | |—|—|—|—|—|—| | What differs | The carbon skeleton | Position of the same functional group | The functional group itself | Distribution of carbons about the functional group | Position of a proton and of a double bond | | Carbon skeleton | Different | Same | May be same or different | Rearranged about the group | Same set of atoms, rebonded | | Functional group | Same (or none) | Same | Different | Same | Interconverting forms | | Can the isomers be separated? | Yes | Yes | Yes | Yes | Usually not — they interconvert rapidly | | Example | Butane and 2-methylpropane | But-1-ene and but-2-ene | Ethyl alcohol and dimethyl ether | Ethoxyethane and methoxypropane | Keto and enol forms of a carbonyl compound |

To decide which type a given pair shows, work through the tests of FC 14.5 in order.

Flowchart

FC 14.5 – Identifying the type of structural isomerism in a pair of compounds: check that both have the same molecular formula → if not, they are not isomers at all → are the functional groups different? → if yes → functional group isomerism → if no, do the two forms interconvert rapidly by shift of a proton? → if yes → tautomerism → if no, is the carbon skeleton different? → if yes → chain isomerism → if no, has the functional group moved along the same skeleton? → if yes → position isomerism → if the group has not moved but the carbons on its two sides are redistributed → metamerism

State the type of structural isomerism shown by each of the following pairs, with a reason: (i) pentane and 2-methylbutane; (ii) propan-1-ol and propan-2-ol; (iii) propanone and propanal; (iv) ethoxyethane and methoxypropane.

Solution: In every case first confirm that the molecular formulae agree, then apply the tests of FC 14.5.

  1. Both are \(\mathrm{C_5H_{12}}\). Pentane is a straight chain of five carbons; 2-methylbutane is a four-carbon chain carrying a methyl branch. The skeletons differ, so this is chain isomerism.

  2. Both are \(\mathrm{C_3H_8O}\) and both are alcohols on an unbranched three-carbon chain. Only the locant of the \(\mathrm{-OH}\) has changed, from C-1 to C-2, so this is position isomerism.

  3. Both are \(\mathrm{C_3H_6O}\). Propanone contains the ketone group and propanal contains the aldehyde group, so the functional groups themselves are different. This is functional group isomerism — and these are exactly the two compounds drawn in Fig. 14.34.

  4. Both are \(\mathrm{C_4H_{10}O}\) and both are ethers, so neither the formula nor the functional group distinguishes them. The oxygen carries two ethyl groups in one and a methyl plus a propyl group in the other, an unequal distribution of carbons about the same functional group. This is metamerism.

(question only — no solution) Draw all the chain isomers of \(\mathrm{C_5H_{12}}\), give the IUPAC name of each, and state how many of them contain a quaternary carbon atom.

(question only — no solution) Identify the type of structural isomerism in each pair and justify your answer in one line: (i) but-1-yne and buta-1,3-diene; (ii) methoxypropane and 2-methoxypropane; (iii) propan-2-one and prop-1-en-2-ol; (iv) N-methylethanamine and propan-1-amine.

14.6 Theoretical Basis of Organic Reactions

All the organic molecules primarily contain various types of covalent bonds between their constituent atoms. During an organic reaction, molecules of the reactant undergo a change in their structure.

A covalent bond at a carbon atom in the reactant is broken and a new covalent bond is formed at it, giving rise to the product. Often this change is brought about by means of another reactant.

Substrate, reagent, product and byproduct

The reactant that provides carbon to the new bond is called the substrate. The other reactant, which brings about this change, is called the reagent. In case both the reactants provide carbon atoms to a new bond, the reactant considered is called the substrate.

Apart from the product of interest, some other products are formed in a reaction. These are called byproducts. For example:

\[\mathrm{CH_4} + \mathrm{Cl_2} \xrightarrow{\ h\nu\ } \mathrm{CH_3Cl} + \mathrm{HCl}\]

In this reaction \(\mathrm{CH_4}\) is the substrate, \(\mathrm{Cl_2}\) is the reagent, \(\mathrm{CH_3Cl}\) is the product and \(\mathrm{HCl}\) is the byproduct.

NoteDefinition

The substrate is the reactant that supplies the carbon atom to the newly formed bond; the reagent is the other reactant that brings about the change.

Which reactant is called the substrate is therefore decided by what the chemist is trying to make, not by quantity. In the reaction above both molecules are consumed, but only methane contributes the carbon to the new C–Cl bond.

Intermediates and the reaction mechanism

Covalent bonds are made of the valence electrons of the constituent atoms. Redistribution of the valence electrons of the constituent atoms results in the bond breaking or bond forming processes along the organic reaction, and these are usually not instantaneous.

As a result, the overall organic reaction is punctuated by the formation of one or more unstable species called intermediates. Overall, the organic reaction is often a multi-step process.

A sequential account of (i) the electron movement taking place during each step, (ii) the bond cleavage and/or bond formation, (iii) the accompanying changes in energy and shapes of various species and (iv) the rate of the overall reaction — that is, the individual steps — constitutes the reaction mechanism.

NoteDefinition

The reaction mechanism is the step-by-step account of a reaction, describing the electron movement, the bonds broken and formed, the energy and shape changes of the species involved, and the rate of the overall change.

The knowledge of the mechanism of a reaction is useful for understanding the reactivity of the concerned organic compounds and, in turn, helpful for planning synthetic strategies. Once you know how a reaction proceeds, you can predict what a similar substrate will do, and you can design a route to a molecule you have never made before.

In the following subsections we are going to look at the types of bond cleavage, the types of reagents, the factors that influence the stability of the various species involved, and the representation of electron movement occurring during organic reactions.

14.6.1 Types of Cleavage of Covalent Bond

A covalent bond can undergo cleavage or fission in two ways: (i) homolytic cleavage and (ii) heterolytic cleavage. A covalent bond comprises two electrons — the bond pair of electrons — shared between the two bonded atoms, and the two modes of cleavage differ simply in how that pair is divided.

Homolytic cleavage

In homolytic cleavage of a covalent bond, one of the two electrons goes to one of the bonded atoms and the other is bound to the other atom. The bond pair is thus split equally.

The movement of a single electron is represented by a half-headed curved arrow, or fish hook. The tail of the curved arrow indicates the place from where the electron is removed, while the head of the curved arrow indicates the place where the electron reaches as the result of the movement.

Such homolytic cleavage of a covalent bond gives rise to two neutral species carrying one unpaired electron each. A species with a single unpaired electron is called a ‘free radical’, or sometimes just a ‘radical’.

A free radical is unstable and thereby a reactive species, having a tendency to seek an electron for pairing. A homolytic cleavage is thus represented as shown in Fig. 14.36.

\[\mathrm{A\!-\!B} \longrightarrow \mathrm{A^{\bullet}} + \mathrm{B^{\bullet}}\]

For example,

\[\mathrm{H_3C\!-\!Cl} \xrightarrow{\ h\nu\ } \mathrm{H_3C^{\bullet}} + \mathrm{Cl^{\bullet}}\]

where \(\mathrm{H_3C^{\bullet}}\) is the methyl free radical and \(\mathrm{Cl^{\bullet}}\) is the chlorine radical, or chlorine atom.

Diagram

Fig. 14.36 – Homolytic cleavage: A–B with two fish-hook (half-headed) curved arrows starting at the middle of the bond and pointing outwards to A and to B, giving A• + B•; below it the example H3C–Cl with two fish hooks and hν over the arrow, giving H3C• labelled “methyl free radical” and Cl• labelled “chlorine radical or chlorine atom”

NoteDefinition

A free radical is a species carrying a single unpaired electron; it is electrically neutral, unstable and highly reactive.

Homolytic fission is favoured in the presence of ultraviolet radiation or suitable peroxides, or at high temperatures. Each of these supplies energy or a ready-made radical, so the bond pair separates evenly instead of being pulled towards one atom.

The organic reactions which proceed by homolytic fission are known as free radical or non-polar reactions. Free radicals have only a transitory existence. These are formed as reaction intermediates which subsequently react with another radical or molecule to restore a stable bonding pair.

A carbon free radical is \(sp^2\) hybridized and reveals a planar trigonal geometry, as drawn in Fig. 14.37. The single unpaired electron occupies the \(p_z\) orbital, which stands perpendicular to the plane of the three sigma bonds.

Diagram

Fig. 14.37 – Shape of methyl free radical: central C with three H in a planar trigonal arrangement (one bold wedge, one dashed, one plain line) and a two-lobed pz orbital above and below the plane holding a single dot for the unpaired electron; label “pz orbital”

Alkyl free radicals are classified as primary (\(1^0\)), secondary (\(2^0\)) and tertiary (\(3^0\)), in the same way as the carbons of Section 14.3.2 were classified. The observed stability order of alkyl free radicals is shown in Fig. 14.38:

\[\mathrm{(CH_3)_3C^{\bullet}} > \mathrm{CH_3\!-\!\overset{\bullet}{C}H\!-\!CH_3} > \mathrm{CH_3\!-\!\overset{\bullet}{C}H_2} > \mathrm{\overset{\bullet}{C}H_3}\]

that is, tert-butyl free radical (\(3^0\)) > isopropyl free radical (\(2^0\)) > ethyl free radical (\(1^0\)) > methyl free radical.

Diagram

Fig. 14.38 – Stability order of alkyl free radicals written left to right with “>” signs, each species labelled underneath: (CH3)3C• “tert-butyl free radical (3°)”, CH3–ĊH–CH3 “isopropyl free radical (2°)”, CH3–ĊH2 “ethyl free radical (1°)”, ĊH3 “methyl free radical”

Free radicals are not merely laboratory curiosities. The polyethene of carry bags, bottles and cable insulation is made by a free radical chain reaction: a peroxide initiator breaks homolytically, the resulting radical attacks an ethene molecule, and the new radical attacks the next one, thousands of times over. The same peroxides that start this useful chain are the reason old, air-exposed ether bottles are handled with great care in a laboratory — an ether that has slowly built up peroxides can start a reaction of its own on being disturbed.

Heterolytic cleavage

In heterolytic cleavage of a covalent bond, both the shared electrons go to one of the two bonded atoms. This turns out to be the more electronegative atom of the two.

The movement of an electron pair is represented by a full-headed curved arrow. Heterolytic cleavage of a covalent bond gives rise to two charged species, one with a negative charge and the other with a positive charge.

The negatively charged (anionic) species has the more electronegative atom, which has taken away the shared pair of electrons with it. A heterolytic cleavage is represented as in Fig. 14.39:

\[\mathrm{A\!-\!B} \longrightarrow \mathrm{A^{\oplus}}\ (\text{cation}) + \mathrm{B^{\ominus}}\ (\text{anion})\]

where B is more electronegative than A. For example,

\[\mathrm{H_3C\!-\!Br} \longrightarrow \mathrm{H_3C^{\oplus}} + \mathrm{Br^{\ominus}}\]

Here \(\mathrm{H_3C^{\oplus}}\) is the methyl carbocation and \(\mathrm{Br^{\ominus}}\) is the bromide ion, since Br is more electronegative than C.

Diagram

Fig. 14.39 – Heterolytic cleavage: A–B with one full-headed curved arrow from the middle of the bond to B, giving A⊕ labelled “cation” and B⊖ labelled “anion”, with the note “B is more electronegative than A”; below it H3C–Br with a curved arrow to Br giving H3C⊕ “methyl carbocation” + Br⊖ “bromide”

Heterolysis is favoured in polar solvents, because the separated ions are stabilised by the solvent that surrounds them. In methyl bromide, bromine is more electronegative; thus heterolysis of methyl bromide results in the formation of a methyl carbocation and a bromide anion.

Q. Why does the same C–Br bond break homolytically under ultraviolet light but heterolytically in a polar solvent?

A. Because the two paths are stabilised by different things. Light supplies the energy to separate the pair evenly, and the neutral radicals need no help from the solvent. A polar solvent surrounds and stabilises charges, so the ionic products become the cheaper option. The bond is the same; the conditions decide the mode.

Carbocations

A carbon atom having a sextet of electrons and a positive charge is known as a carbocation (earlier called a carbonium ion). Carbocations are highly unstable and reactive species, formed as intermediates in many organic reactions.

NoteDefinition

A carbocation is a species in which a carbon atom carries a positive charge and only six valence electrons — a sextet — around it.

The central carbon atom of a carbocation is in the \(sp^2\) hybrid state and has trigonal planar geometry, as shown in Fig. 14.40. The \(p_z\) atomic orbital is vacant and is perpendicular to the plane containing the three sigma bonds at the carbon.

Diagram

Fig. 14.40 – Shape of methyl carbocation: central C carrying a + sign with three H in a planar trigonal arrangement and an empty two-lobed pz orbital above and below the plane; label “pz orbital”

Compare Fig. 14.37 with Fig. 14.40. Both species are \(sp^2\) hybridized and trigonal planar; the difference lies only in the \(p_z\) orbital, which holds one electron in the free radical and is completely empty in the carbocation.

Carbocations are classified as primary (\(1^0\)), secondary (\(2^0\)) and tertiary (\(3^0\)). The observed stability of alkyl carbocations follows the order shown in Fig. 14.41:

\[\mathrm{(CH_3)_3\overset{\oplus}{C}} > \mathrm{CH_3\!-\!\overset{\oplus}{C}H\!-\!CH_3} > \mathrm{CH_3\!-\!\overset{\oplus}{C}H_2} > \mathrm{\overset{\oplus}{C}H_3}\]

that is, t-butyl carbocation > iso-propyl carbocation > ethyl carbocation > methyl carbocation.

Diagram

Fig. 14.41 – Stability order of alkyl carbocations written left to right with “>” signs and each species labelled underneath: (CH3)3C⊕ “t-butyl carbocation”, CH3–CH⊕–CH3 “iso-propyl carbocation”, CH3–CH2⊕ “ethyl carbocation”, CH3⊕ “methyl carbocation”

Notice that the same order — tertiary above secondary above primary above methyl — holds for both free radicals and carbocations. The reason for it is taken up in Section 14.6.8.

Carbanions

Heterolytic bond fission also generates a species called a carbanion, in which carbon gets the shared pair of electrons. This happens when a carbon atom is bonded to an electropositive atom, as drawn in Fig. 14.42.

\[\mathrm{H_3C\!-\!Z} \xrightarrow{\ \text{Heterolysis}\ } \mathrm{H_3C^{\ominus}} + \mathrm{Z^{\oplus}}\]

where Z is more electropositive than C.

Diagram

Fig. 14.42 – Carbanion formation: H3C–Z with a full-headed curved arrow from the bond towards the carbon, giving H3C⊖ + Z⊕, with the note “Z is more electropositive than C”

The central carbon atom of a carbanion has a completed octet of electrons and a negative charge. The carbanion is unstable and reactive, and is formed as a reaction intermediate.

NoteDefinition

A carbanion is a species in which a carbon atom carries a negative charge and a complete octet of valence electrons, having retained both electrons of a broken bond.

Heterolytic fission is favoured in polar solvents. The organic reactions that proceed via heterolytic fission are known as heteropolar, polar or ionic reactions. Most organic reactions taking place in solutions follow an ionic mechanism.

homolytic vs heterolytic cleavage | Feature | Homolytic cleavage | Heterolytic cleavage | |—|—|—| | Division of the bond pair | One electron to each atom | Both electrons to one atom | | Arrow used | Half-headed curved arrow (fish hook) | Full-headed curved arrow | | Species produced | Two neutral free radicals | One cation and one anion | | Which atom keeps the electrons | Neither; the pair is split | The more electronegative atom | | Favoured by | Ultraviolet radiation, peroxides, high temperature | Polar solvents | | Reactions so produced | Free radical or non-polar reactions | Heteropolar, polar or ionic reactions |

free radical vs carbocation vs carbanion | Feature | Free radical | Carbocation | Carbanion | |—|—|—|—| | Charge on the carbon | None | Positive | Negative | | Valence electrons at that carbon | Seven, one of them unpaired | Six, a sextet | Eight, a complete octet | | Hybridization and shape | \(sp^2\), planar trigonal | \(sp^2\), trigonal planar | Carries a lone pair on carbon | | The \(p_z\) orbital | Holds one electron | Vacant | — | | Formed by | Homolytic cleavage | Heterolytic cleavage, carbon bonded to a more electronegative atom | Heterolytic cleavage, carbon bonded to a more electropositive atom |

The two modes of cleavage and the three intermediates they generate are gathered together in FC 14.6.

Flowchart

FC 14.6 – Bond cleavage and the intermediate produced: covalent bond A–B about to break → branch 1: bond pair splits evenly (UV radiation, peroxide or heat) → homolysis → two neutral free radicals → free radical (non-polar) reaction; branch 2: bond pair goes to one atom (polar solvent) → heterolysis → if the electrons leave the carbon, the carbon being bonded to a more electronegative atom → carbocation + anion; if the electrons stay on the carbon, the carbon being bonded to a more electropositive atom → carbanion + cation → both heterolytic routes give polar (ionic) reactions

Some bond fissions are described in the following table. For each of them, show the movement of electron/s using curved arrow notation. Classify them as homolysis or heterolysis, and identify the intermediate species produced as carbocation, carbanion or free radical.

Bond fission Types of cleavage Intermediate
\(\mathrm{CH_3\!-\!Cu} \longrightarrow \mathrm{CH_3^{\ominus}} + \mathrm{Cu^{\oplus}}\) heterolysis carbanion
\(\mathrm{C_6H_5\!-\!O\!-\!O\!-\!C_6H_5} \longrightarrow 2\,\mathrm{C_6H_5O^{\bullet}}\) ……………… ………………
\(\mathrm{CH_3\!-\!CO\!-\!CH_2\!-\!H} + \mathrm{{}^{\ominus}OH} \longrightarrow \mathrm{CH_3\!-\!CO\!-\!CH_2^{\ominus}} + \mathrm{H_2O}\) ……………… ………………
\(\mathrm{CH_3\!-\!C(CH_3)_2\!-\!Br} \longrightarrow \mathrm{(CH_3)_3C^{\oplus}} + \mathrm{Br^{\ominus}}\) ……………… ………………
\(\mathrm{CH_3\!-\!CN} \longrightarrow \mathrm{CH_3^{\oplus}} + \mathrm{{}^{\ominus}CN}\) ……………… ………………

Arrange the following carbocations in decreasing order of stability and give the reason for your order: \(\mathrm{CH_3^{\oplus}}\), \(\mathrm{(CH_3)_2CH^{\oplus}}\), \(\mathrm{CH_3CH_2^{\oplus}}\), \(\mathrm{(CH_3)_3C^{\oplus}}\).

Solution: First classify each cation by the number of carbon atoms attached to the positively charged carbon. \(\mathrm{CH_3^{\oplus}}\) has none, \(\mathrm{CH_3CH_2^{\oplus}}\) has one and is primary, \(\mathrm{(CH_3)_2CH^{\oplus}}\) has two and is secondary, and \(\mathrm{(CH_3)_3C^{\oplus}}\) has three and is tertiary.

A carbocation is electron deficient, since the positive carbon has only six valence electrons. Anything that pushes electron density towards that carbon will therefore stabilise it. Alkyl groups are electron releasing groups, exerting a \(+\mathrm{I}\) effect on the carbon chain, so the more alkyl groups attached, the more the positive charge is relieved.

The order of decreasing stability is therefore

\[\mathrm{(CH_3)_3C^{\oplus}} > \mathrm{(CH_3)_2CH^{\oplus}} > \mathrm{CH_3CH_2^{\oplus}} > \mathrm{CH_3^{\oplus}}\]

that is, tertiary > secondary > primary > methyl, which is exactly the observed order given in Fig. 14.41.

(question only — no solution) For the fission \(\mathrm{(CH_3)_3C\!-\!Cl} \longrightarrow \mathrm{(CH_3)_3C^{\oplus}} + \mathrm{Cl^{\ominus}}\), state (i) the type of cleavage, (ii) the type of arrow used to show the electron movement, (iii) the hybridization and shape of the cation formed, and (iv) whether a polar or a non-polar solvent would favour this fission.

14.6.2 Types of Reagent

  1. What is meant by ‘reagent’?
  2. Identify the ‘reagent’, ‘substrate’, ‘product’ and ‘byproduct’ in the following reaction.

\[\mathrm{CH_3COCl} + \mathrm{NH_3} \longrightarrow \mathrm{CH_3CONH_2} + \mathrm{HCl}\]

The polar organic reactions are brought about by two types of reagents. Depending upon their ability to accept or donate electrons from or to the substrate, reagents are classified as (i) electrophiles (\(\mathrm{E^{\oplus}}\)) and (ii) nucleophiles (\(\mathrm{Nu:}\)).

Electrophiles, meaning electron loving species, accept electrons from the substrate. Thus electrophiles are electron seeking species. This is because they themselves are electron deficient. For example, a positively charged ion such as \(\mathrm{Br^{\oplus}}\) or \(\mathrm{{}^{\oplus}CH_3}\), or a neutral species having vacant orbitals such as \(\mathrm{AlCl_3}\).

Nucleophiles, meaning nucleus seeking species, give away electrons to the substrate. This is because nucleophiles are electron rich species. For example, negatively charged species such as \(\mathrm{OH^{\ominus}}\), or neutral species such as \(\mathrm{H_2O}\), having a lone pair of electrons.

NoteDefinition

An electrophile is an electron-deficient reagent that accepts a pair of electrons from the substrate.

NoteDefinition

A nucleophile is an electron-rich reagent that donates a pair of electrons to the substrate.

The two names describe what each species is looking for. An electrophile is short of electrons, so it seeks out the electron-rich part of a molecule. A nucleophile has electrons to spare, so it seeks a positively polarised centre — a nucleus, in the older description.

Identify the nucleophile and electrophile from \(\mathrm{NH_3}\) and \(\mathrm{{}^{\oplus}CH_3}\). Also indicate the nucleophilic and electrophilic centres in them. Justify.

Solution: The structural formulae of the two reagents showing all the valence electrons are drawn in Fig. 14.43.

Diagram

Fig. 14.43 – Two Lewis structures side by side: (a) ammonia drawn as H–N(H)–H with a lone pair of dots shown on N; (b) the methyl cation drawn as H–C(H)–H with a ⊕ on the carbon and no lone pair, the vacant orbital indicated

Thus \(\mathrm{NH_3}\) contains N with a lone pair of electrons, which can be given away to another species. Therefore \(\mathrm{NH_3}\) is a nucleophile and ‘N’ in it is the nucleophilic centre.

The \(\mathrm{{}^{\oplus}CH_3}\) is a positively charged, electron deficient species having a vacant orbital on the carbon. It is an electrophile. The ‘C’ in it is the electrophilic centre.

Electrophilic and nucleophilic centres

A polyatomic electrophile has an electron deficient atom in it called the electrophilic centre, while a polyatomic nucleophile has an electron rich atom in it, called the nucleophilic centre.

For example, the electrophilic centre of the electrophile \(\mathrm{AlCl_3}\) is Al, which has only 6 valence electrons. The nucleophilic centre of the nucleophile \(\mathrm{H_2O}\) is ‘O’, which has two lone pairs of electrons.

A nucleophile attacks the electrophilic centre in the substrate and brings about a nucleophilic reaction. On the other hand, an electrophile attacks a nucleophilic centre in the substrate and brings about an electrophilic reaction. This principle is illustrated in the following simple reaction, though it is not an organic reaction.

\[\mathrm{NH_3} + \mathrm{BF_3} \longrightarrow \mathrm{H_3N^{\oplus}\!-\!BF_3^{\ominus}}\]

Here the nucleophilic centre N in the nucleophile \(\mathrm{NH_3}\) attacks the electrophilic centre ‘B’ in the electrophile \(\mathrm{BF_3}\) and gives the product.

electrophile vs nucleophile | Feature | Electrophile (\(\mathrm{E^{\oplus}}\)) | Nucleophile (\(\mathrm{Nu:}\)) | |—|—|—| | Meaning of the name | Electron loving | Nucleus seeking | | Electron status | Electron deficient | Electron rich | | Action on the substrate | Accepts a pair of electrons | Donates a pair of electrons | | Charge | Positive, or neutral with a vacant orbital | Negative, or neutral with a lone pair | | The reactive centre | Electrophilic centre — the electron deficient atom | Nucleophilic centre — the atom bearing the lone pair | | Examples | \(\mathrm{Br^{\oplus}}\), \(\mathrm{{}^{\oplus}CH_3}\), \(\mathrm{AlCl_3}\), \(\mathrm{BF_3}\) | \(\mathrm{OH^{\ominus}}\), \(\mathrm{H_2O}\), \(\mathrm{NH_3}\) |

anhydrous aluminium chloride, \(\mathrm{AlCl_3}\) (What it does → the aluminium atom has only six valence electrons and a vacant orbital, so it accepts an electron pair and behaves as a Lewis acid, generating a strong electrophile from an otherwise sluggish reagent. The conditions it needs → strictly anhydrous, since traces of moisture destroy its activity. What it is typically used for → catalysing electrophilic substitution on aromatic rings, where the electron-rich ring supplies the electrons and \(\mathrm{AlCl_3}\) creates the attacking electrophile.)

The words electrophile and nucleophile were introduced in the 1930s by the English chemist Christopher Ingold, who built much of the modern language of reaction mechanisms. Both are literal descriptions: “electro-phile” is electron-loving, “nucleo-phile” is nucleus-seeking. Once reagents could be sorted into just these two classes, a very large number of separate reactions could be seen as variations of two patterns.

(question only — no solution) Classify each of the following as an electrophile or a nucleophile and name the reactive centre in each: (i) \(\mathrm{CN^{\ominus}}\), (ii) \(\mathrm{BF_3}\), (iii) \(\mathrm{NH_3}\), (iv) \(\mathrm{{}^{\oplus}NO_2}\), (v) \(\mathrm{H_2O}\).

14.6.3 Electronic Effects in Organic Reaction

We noted earlier that in polar organic reactions the nucleophilic centre in a nucleophile attacks the electrophilic centre in the substrate, whereas the electrophilic centre in an electrophile attacks the nucleophilic centre in the substrate.

This raises an obvious question: how is an electrophilic or nucleophilic centre generated in a neutral substrate? A neutral molecule carries no charge anywhere, so it is not obvious why one of its atoms should be attacked rather than another.

This happens because of the displacement of valence electrons within some organic molecules, which results in their polarization. The displacement of valence electrons resulting in polarization of an organic molecule is called an electronic effect.

NoteDefinition

An electronic effect is the displacement of valence electrons within an organic molecule that results in the polarization of that molecule.

The electronic effect that occurs in the ground state is a permanent effect. This takes place due to the influence of a certain atom or substituent, or a certain structural feature present in the molecule. Inductive effect and resonance effect are two examples of permanent electronic effect.

On the other hand, the electron displacement effect occurring in a substrate due to the approach of the attacking reagent is a temporary effect. This type of electronic effect is called the electromeric effect or polarisability effect.

The distinction between permanent and temporary is worth holding on to. A permanent effect is present in the bottle, before any reagent arrives. A temporary effect exists only while the reagent is approaching, and vanishes when it is withdrawn. We consider the various types of electronic effects in the following sections.

14.6.4 Inductive Effect

  • How is a covalent bond formed between two atoms?
  • Consider two covalently bonded atoms Q and R, where R is more electronegative than Q. Will these atoms share the electron pair equally between them?
  • Represent the above polar covalent bond between Q and R using fractional charges \(\delta^{\oplus}\) and \(\delta^{\ominus}\).

We learnt earlier that a covalent bond between two atoms differing in their electronegativity is a polar covalent bond. For example, the covalent bond between carbon and the more electronegative chlorine is a polar covalent bond.

When an organic molecule has a polar covalent bond in its structure, polarity is induced in the adjacent carbon–carbon single bonds too. This is called the inductive effect. Consider, for example, the chloroethane molecule:

\[\overset{2}{\mathrm{C}}\mathrm{H_3}\!-\!\overset{1}{\mathrm{C}}\mathrm{H_2}\!-\!\mathrm{Cl}\]

In this molecule a positive polarity is developed on \(\mathrm{C^2}\) by the inductive effect of the Cl atom bonded to \(\mathrm{C^1}\). Normally the \(\mathrm{C^2}\!-\!\mathrm{C^1}\) bond would not be expected to be polar, as it is a covalent bond between two atoms of the same element, carbon.

Yet this bond acquires some polarity, because of the presence of the chlorine atom in the molecule. Chlorine being more electronegative than carbon, the \(\mathrm{C^1}\!-\!\mathrm{Cl}\) bond is a polar covalent bond with a partial negative charge on Cl and an equal amount of partial positive charge on \(\mathrm{C^1}\).

As the \(\mathrm{C^1}\) is further bonded to \(\mathrm{C^2}\), the positive polarity of \(\mathrm{C^1}\) pulls the shared pair of electrons of the \(\mathrm{C^2}\!-\!\mathrm{C^1}\) bond more towards itself. As a result, a part of the partial positive charge produced on \(\mathrm{C^1}\) is transferred to \(\mathrm{C^2}\). This results in developing a still smaller positive charge on \(\mathrm{C^2}\).

In other words, the electron density gets displaced towards the chlorine atom not only along the \(\mathrm{C^1}\!-\!\mathrm{Cl}\) bond, but also along the \(\mathrm{C^2}\!-\!\mathrm{C^1}\) bond, due to the inductive effect of Cl. This is represented with arrowheads placed in the centre of the bonds, as drawn in Fig. 14.44.

NoteDefinition

The inductive effect is the permanent polarity induced in the adjacent carbon–carbon single bonds of a molecule by the presence of a polar covalent bond in it.

The arrow head put in the centre of the bond is used to represent the inductive effect. The direction of the arrow head indicates the direction of the permanent electron displacement taking place along the sigma bond in the ground state.

The inductive effect of an influencing group is transferred to subsequent carbon atoms along the chain of C–C bonds. It decreases rapidly as the number of intervening C–C bonds increases, and becomes negligibly small beyond three bonds. This can be represented as

\[\overset{\delta_3\oplus}{\mathrm{C}}\mathrm{H_3} \longrightarrow \overset{\delta_2\oplus}{\mathrm{C}}\mathrm{H_2} \longrightarrow \overset{\delta_1\oplus}{\mathrm{C}}\mathrm{H_2} \longrightarrow \overset{\delta\ominus}{\mathrm{Cl}}\]

where \(\delta_3\oplus < \delta_2\oplus < \delta_1\oplus\).

Diagram

Fig. 14.44 – Inductive effect: (a) CH3–CH2–Cl with the carbons numbered 2 and 1 and arrowheads drawn in the centre of the C–Cl and C–C bonds pointing towards Cl; (b) CH3–CH2–CH2–CH2–Cl with an arrowhead in the centre of each C–C bond pointing towards Cl and the partial charges δ3⊕, δ2⊕, δ1⊕ and δ⊖ marked, with the note δ3⊕ < δ2⊕ < δ1⊕

Q. Why does the inductive effect die away beyond about three bonds?

A. Because each transfer is only partial. Chlorine takes a share of electron density from the first carbon; that carbon takes a smaller share from the second, which takes a still smaller share from the third. Every step passes on less than it received, so after three C–C bonds what remains is negligible.

Electron withdrawing and electron donating groups

The direction of the inductive effect of a bonded group depends upon whether the electron density of the bond is withdrawn from the bonded carbon or donated by the bonded carbon. According to this ability, the group substituents are classified as either electron withdrawing (accepting) or electron donating (releasing) groups, with respect to hydrogen.

In the above example, electron displacement takes place towards chlorine. This means that Cl withdraws electron density from the carbon chain and is electron withdrawing. Chlorine is said to exert an electron withdrawing inductive effect, or negative inductive effect (\(-\mathrm{I}\) effect), on the carbon chain.

Some other groups having \(-\mathrm{I}\) effect are \(\mathrm{-NO_2}\) (nitro), \(\mathrm{-CN}\) (cyano), \(\mathrm{-COOH}\) (carboxy), \(\mathrm{-COOR}\) (ester) and \(\mathrm{-OAr}\) (aryloxy).

On the other hand, alkyl groups (\(\mathrm{-CH_3}\), \(\mathrm{-CH_2\!-\!CH_3}\)) are considered as groups exerting an electron releasing inductive effect (\(+\mathrm{I}\) effect) on the carbon chain.

Note that both labels are comparisons against hydrogen, not absolute statements. A group is called \(-\mathrm{I}\) if it pulls electron density more strongly than an H atom in the same position would, and \(+\mathrm{I}\) if it releases electron density better than that H atom.

Consider the following molecules and answer the questions: \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!Cl}\), \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!Br}\), \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!I}\).

(i) What type of inductive effect is expected to operate in these molecules?

(ii) Identify the molecules from these three having the strongest and the weakest inductive effect.

Solution:

  1. The groups responsible for the inductive effect in these molecules are \(\mathrm{-Cl}\), \(\mathrm{-Br}\) and \(\mathrm{-I}\), respectively. All these are halogen atoms which are more electronegative than carbon, and therefore all of them exert a \(-\mathrm{I}\) effect, that is, an electron withdrawing inductive effect.

  2. The \(-\mathrm{I}\) effect of halogens is due to their electronegativity. A decreasing order of electronegativity in these halogens follows \(\mathrm{Cl} > \mathrm{Br} > \mathrm{I}\). Therefore the strongest \(-\mathrm{I}\) effect is expected in \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!Cl}\), while the weakest \(-\mathrm{I}\) effect is expected for \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!I}\).

Which of \(\mathrm{CH_3\!-\!CHCl_2}\) and \(\mathrm{CH_3CH_2Cl}\) is expected to have a stronger \(-\mathrm{I}\) effect?

Solution: The group exerting the \(-\mathrm{I}\) effect in \(\mathrm{CH_3CH_2Cl}\) is one \(\mathrm{-Cl}\), while in \(\mathrm{CH_3\!-\!CHCl_2}\) there are two \(\mathrm{-Cl}\) atoms. Therefore \(\mathrm{CH_3\!-\!CHCl_2}\) is expected to have a strong \(-\mathrm{I}\) effect.

Two electron withdrawing atoms pull on the same chain, so their effects add. This is the general principle behind such comparisons: for identical groups, more groups mean a stronger effect.

(question only — no solution) Arrange \(\mathrm{CH_3CH_2CH_2Cl}\), \(\mathrm{CH_3CHClCH_3}\) and \(\mathrm{CCl_3CH_2CH_3}\) in increasing order of the \(-\mathrm{I}\) effect experienced by the terminal methyl carbon, and give a reason for the position of the last compound in your order.

14.6.5 Resonance Structures

  1. Draw a bond line structure of benzene (\(\mathrm{C_6H_6}\)).
  2. How many C - C and C = C bonds are there in this structure?
  3. Write down the expected values of the bond lengths of the carbon carbon bonds in benzene (refer to Table 5.7).

The cyclic structure of benzene incorporating three alternating C-C single bonds and C=C double bonds implies two distinct bond lengths of 154 pm and 133 pm respectively, as drawn on the left of Fig. 14.10.

Experimental measurements show that benzene has a regular hexagonal shape, and all the six carbon bonds have the same bond length of 138 pm, which is intermediate between a C-C single bond and a C=C double bond. This means that all the six carbon carbon bonds in benzene are equivalent, unlike what appears from the single Lewis structure.

Diagram

Fig. 14.10 – Structure of Benzene, two hexagons side by side: on the left, “Expectation (two different bondlengths)”, a hexagon with alternating double bonds, three sides marked 154 pm and three marked 133 pm; on the right, “Observation (all bond lengths equal)”, a hexagon with all six sides marked 138 pm and a dotted circle inscribed

the expected and observed carbon carbon bond lengths of benzene in Fig. 14.10 (i) By how much does the observed value of 138 pm differ from each of the two expected values? (ii) Is 138 pm closer to the single bond value or to the double bond value, and what does that suggest about the amount of double bond character in each C–C bond of benzene? (iii) If the alternating single-and-double-bond picture were correct, what shape would you expect the ring to have, and how does the measured regular hexagon contradict it?

  • Write down two Lewis structures for ozone. (Refer to chapter 5)
  • How are these two Lewis structures related to each other?
  • What are these two Lewis structures called?

When the Lewis structure of a compound has two or more multiple bonds alternating with single bonds, it is called a conjugated system of \(\pi\) bonds. In such a system, or in species having an atom carrying a p orbital attached to a multiple bond, resonance theory is applicable.

NoteDefinition

A conjugated system of \(\pi\) bonds is an arrangement in which two or more multiple bonds alternate with single bonds.

Points understood from resonance theory

We understand the following points from the resonance theory:

  1. The \(\pi\) electrons in a conjugated system of \(\pi\) bonds are not localized to a particular \(\pi\) bond.

  2. For a compound having a conjugated system of \(\pi\) bonds (or similar other systems), two or more Lewis structures are written by showing the movement of \(\pi\) electrons — that is, the delocalization of \(\pi\) electrons — using curved arrows.

The Lewis structures so generated are linked by a double headed arrow and are called resonance structures, or contributing structures, or canonical structures of the species. Thus two resonance structures can be drawn for benzene by delocalizing or shifting the \(\pi\) electrons, as shown in Fig. 14.45.

  1. The positions of the carbon atoms in the conjugated system of \(\pi\) bonds remain unchanged, but the positions of the \(\pi\) electrons are different in different resonance structures. For example, in the resonance structure I of benzene there is a single bond between \(\mathrm{C^1}\) and \(\mathrm{C^2}\), while in the resonance structure II there is a double bond between \(\mathrm{C^1}\) and \(\mathrm{C^2}\).

  2. Any resonance structure is hypothetical; it does not by itself represent any real molecule, and by itself it cannot explain all the properties of the compound. The real molecule has, however, the character of all the resonance structures that can be written. The real or actual molecule is said to be the resonance hybrid of all the resonance structures.

For example, an actual benzene molecule is the resonance hybrid of structures I and II and exhibits the character of both these structures. Its approximate representation can be shown as a dotted circle inscribed in a regular hexagon, also drawn in Fig. 14.45. Thus each carbon carbon bond in benzene has single as well as double bond character, and the ring has a regular hexagonal shape.

Diagram

Fig. 14.45 – Resonance in benzene: structure I, a hexagon with alternating double bonds and ring positions numbered 1 to 6, with curved arrows showing the shift of the π electrons; a double headed arrow; structure II, the hexagon with the double bonds in the alternate positions, numbered 1 to 6; then, separately, the resonance hybrid drawn as a hexagon with a dotted circle inscribed, labelled “Resonance hybrid of structures I and II”

  1. The hypothetical energy of an individual resonance structure can be calculated using bond energy values. The energy of the actual molecule is, however, lower than that of any one of the resonance structures.

In other words, the resonance hybrid is more stable than any of the resonance structures. The difference in the actual energy and the lowest calculated energy of a resonance structure is called the resonance stabilization energy, or just the resonance energy. Thus resonance leads to stabilization of the actual molecule.

NotePrinciple / Law

Resonance: where a conjugated system allows more than one Lewis structure to be written, the actual molecule is a single resonance hybrid of all of them, and is more stable than any individual resonance structure.

resonance energy (SI unit \(\text{kJ mol}^{-1}\); it is quoted as a positive quantity, and the larger it is, the more the molecule has been stabilised by resonance — the actual molecule always lies lower in energy than the most stable resonance structure, never higher.)

Two cautions follow from point (iv), and both are examined regularly. First, resonance structures are not isomers: benzene is not a mixture of two compounds interconverting, and this is the essential difference between resonance and the tautomerism of Section 14.5.1. Second, only electrons move between resonance structures; the nuclei stay exactly where they are.

Q4. A single Lewis structure of benzene shows three single and three double carbon–carbon bonds, so we would expect two different bond lengths in the ring. Measurements show all six bonds are identical. What must be wrong with the single-structure picture?

A. The single structure is not so much wrong as incomplete. Benzene’s \(\pi\) electrons are not localised in three particular double bonds; they are delocalised over the whole conjugated ring. Two resonance structures can be written that differ only in where those \(\pi\) electrons are placed, and the real molecule is the resonance hybrid of both. Each carbon carbon bond therefore has partial single and partial double bond character, giving one intermediate bond length of 138 pm all round and a regular hexagonal ring — along with the extra resonance stabilization that makes benzene so unusually stable.

The ring itself was proposed in the nineteenth century by the German chemist August Kekulé, who suggested that the six carbons of benzene close into a ring with alternating single and double bonds. His structure accounted for benzene’s formula and for the number of its isomers, but not for the equality of the six bonds; that had to wait for the resonance description, developed later and shaped in large part by the work of Linus Pauling. Kekulé’s ring was not discarded — it became one of the two contributing structures of Fig. 14.45.

Identify the species that contains a conjugated system of \(\pi\) bonds. Explain your answer.

I. \(\mathrm{CH_2\!=\!CH\!-\!CH_2\!-\!CH\!=\!CH_2}\)

II. \(\mathrm{CH_2\!=\!CH\!-\!CH\!=\!CH\!-\!CH_3}\)

Solution: I does not contain a conjugated system of \(\pi\) bonds, as the two C = C double bonds are separated by two C - C single bonds.

II contains a conjugated system of \(\pi\) bonds, as the two C = C double bonds are separated by only one C - C single bond.

The test is therefore mechanical: count the single bonds lying between the two multiple bonds. Exactly one means conjugation; two or more means the two \(\pi\) systems are insulated from each other.

Rules to be followed for writing resonance structures
  1. Resonance structures can be written only when all the atoms involved in the \(\pi\) conjugated system lie in the same plane.

  2. All the resonance structures must have the same number of unpaired electrons.

  3. Resonance structures contribute to the resonance hybrid in accordance with their energy or stability. More stable, that is lower energy, resonance structures contribute largely and are thus important.

Which resonance structure is more important?

Thus, between the compared resonance structures, that resonance structure is more stable — and therefore important — which has (a) a greater number of covalent bonds, (b) a greater number of atoms with a complete octet or duplet, (c) less separation, if any, of opposite charges, (d) a negative charge, if any, on the more electronegative atom and a positive charge, if any, on the more electropositive atom, and (e) more dispersal of charge.

These five tests are applied in the order set out in FC 14.7 whenever two resonance structures have to be compared.

Flowchart

FC 14.7 – Comparing two resonance structures: check the planarity and unpaired-electron rules first → count the covalent bonds in each: more bonds → more stable → if equal, count the atoms with a complete octet or duplet: more complete octets → more stable → if still equal, look for separation of opposite charges: less separation → more stable → if charges are separated in both, check their placement: negative charge on the more electronegative atom and positive charge on the more electropositive atom → more stable → finally, greater dispersal of charge → more stable; if two structures are exactly equivalent, they contribute equally and the species is highly resonance stabilized

Write resonance structures of \(\mathrm{H\!-\!COO^{\ominus}}\) and comment on their relative stability.

Solution: First the detailed bond structure of \(\mathrm{H\!-\!COO^{\ominus}}\) showing all the valence electrons is drawn, and then other resonance structures are generated using a curved arrow to show the movement of \(\pi\)-electrons. Two resonance structures are written for \(\mathrm{H\!-\!COO^{\ominus}}\), shown as I and II in Fig. 14.46.

Diagram

Fig. 14.46 – Resonance in the formate ion: structure I, H–C with a double bonded O above and a singly bonded O⊖ to the right, all lone pairs shown, and a curved arrow from the C=O π bond towards the oxygen; a double headed arrow; structure II, H–C with the O⊖ above and the double bonded O to the right; label the two structures I and II

Both the resonance structures I and II are equivalent to each other, and therefore, are equally stable.

When two resonance structures are mirror images of each other in this way, neither can be preferred, so both contribute equally to the hybrid. The negative charge is then shared equally by the two oxygen atoms instead of sitting on one of them.

This equal sharing explains a great deal of everyday chemistry. Once a carboxylic acid loses its proton, the resulting carboxylate ion spreads the negative charge over two equivalent oxygen atoms, so the anion is far more stable than the alkoxide ion obtained from an alcohol — and the acid is correspondingly stronger. Ordinary soap is the sodium salt of a long chain carboxylic acid, and it is this stable, charge-dispersed head that dissolves in water while the hydrocarbon tail clings to grease.

Identify the species which has resonance stabilization. Justify your answer.

(i) \(\mathrm{CH_3\!-\!O\!-\!H}\) (ii) \(\mathrm{CH_3\!-\!NO_2}\) (iii) buta - 1, 3 - diene

Solution:

  1. The bond structure shows that there is no \(\pi\) bond. Therefore there is no resonance and no resonance stabilization.

  2. In nitromethane the N = O double bond is attached to ‘O’ which carries a lone pair of electrons in a p orbital. Therefore resonance structures can be written, as drawn in Fig. 14.47, and the species is resonance stabilized.

  3. In buta-1,3-diene the Lewis structure shows two C=C double bonds alternating with a C-C single bond. Therefore resonance structures can be written as shown in Fig. 14.47, and the species is resonance stabilized.

Diagram

Fig. 14.47 – Two resonance sets: (a) nitromethane, CH3–N⊕(=O)O⊖ with curved arrows, linked by a double headed arrow to the equivalent structure carrying the double bond and the negative charge on the other oxygen; (b) buta-1,3-diene, CH2=CH–CH=CH2 with curved arrows showing π delocalization, linked by a double headed arrow to the charge separated structure ⊕CH2–CH=CH–CH2⊖

When all the resonance structures of a species are equivalent to each other, the species is highly resonance stabilized. For example, \(\mathrm{R\!-\!COO^{\ominus}}\) and \(\mathrm{CO_3^{2-}}\) — which is why both of these ions are so commonly met as stable anions.

Write three resonance structures for \(\mathrm{CH_3\!-\!CH\!=\!CH\!-\!CHO}\). Indicate their relative stabilities and explain.

Solution: The three resonance structures I, II and III are drawn in Fig. 14.48, generated by moving the \(\pi\) electrons of the conjugated system with curved arrows.

Diagram

Fig. 14.48 – Three resonance structures linked by double headed arrows: I, CH3–CH=CH–C(=O)–H with the lone pairs on O shown and a curved arrow from the C=C towards the carbonyl; II, CH3–CH⊕–CH=C(O⊖)–H; III, CH3–CH⊖–CH=C(O⊕)–H; label them I, II and III

Stability order: I > II > III

I: Contains a greater number of covalent bonds, each carbon atom and the oxygen atom has a complete octet, and it involves no separation of opposite charges. Therefore it is the most stable resonance structure.

II: Contains one covalent bond less than in I, one carbon (\(\mathrm{C^{\oplus}}\)) has only 6 valence electrons, and it involves separation of opposite charges. The resonance structure II has the \(-\mathrm{ve}\) charge on the more electronegative ‘O’ and the \(+\mathrm{ve}\) charge on the more electropositive ‘C’. It has intermediate stability.

III: Contains one covalent bond less than in I, oxygen has only 6 valence electrons, and it involves separation of opposite charge. It has the \(-\mathrm{ve}\) charge on the more electropositive ‘C’ and the \(+\mathrm{ve}\) charge on the more electronegative ‘O’. All these factors are unfavourable for stability. Therefore it is the least stable.

Compare II and III carefully, because they differ in one respect only — where the two charges have been placed. That single difference is enough to separate them, which shows how much weight test (d) carries in practice.

(question only — no solution) Write the resonance structures of the acetate ion, \(\mathrm{CH_3COO^{\ominus}}\), and state, with a reason, whether one of them contributes more than the other to the resonance hybrid.

14.6.6 Resonance Effect

The existence of resonance often results in developing polarity in a molecule. The polarity produced in the molecule by the interaction between conjugated \(\pi\) bonds — or that between a \(\pi\) bond and a p orbital on an attached atom — is called the resonance effect or mesomeric effect.

NoteDefinition

The resonance effect, also called the mesomeric effect, is the polarity produced in a molecule by the interaction between conjugated \(\pi\) bonds, or between a \(\pi\) bond and a p orbital on an attached atom.

The effect is transmitted through a chain of conjugated \(\pi\) bonds. There are two types of resonance effects, or mesomeric effects, designated as positive resonance effect (\(+\mathrm{R}\) or \(+\mathrm{M}\)) and negative resonance effect (\(-\mathrm{R}\) or \(-\mathrm{M}\)).

Positive resonance effect

Positive resonance effect, or electron donating / releasing resonance effect (\(+\mathrm{R}\) effect): if the substituent group has a lone pair of electrons to donate to the attached \(\pi\) bond or conjugated system of \(\pi\) bonds, the effect is called the \(+\mathrm{R}\) effect.

Groups such as \(\mathrm{-OH}\), \(\mathrm{-OR}\), \(\mathrm{-O^{\ominus}}\), \(\mathrm{-NHR}\) and halogen, etc., having a lone pair of electrons, show the \(+\mathrm{R}\) effect. The \(+\mathrm{R}\) effect increases electron density at certain positions in a molecule. Figure 14.11 shows how the \(+\mathrm{R}\) effect in aniline increases the electron density at the ortho and para positions.

Diagram

Fig. 14.11 – +R effect in aniline: four contributing structures linked by double headed arrows; the first shows the benzene ring with :NH2 and the ring positions marked o, m and p, with a curved arrow taking the nitrogen lone pair into the ring; the next three show N carrying ⊕ with the negative charge appearing at one ortho position, at the para position and at the other ortho position in turn

Negative resonance effect

Negative resonance effect, or electron withdrawing resonance effect (\(-\mathrm{R}\) effect): if the substituent group has a tendency to withdraw electrons from the attached \(\pi\) bond or conjugated system of \(\pi\) bonds towards itself, the effect is called the \(-\mathrm{R}\) effect.

Groups such as \(\mathrm{-COOH}\), \(\mathrm{-CHO}\), \(\mathrm{-CO-}\), \(\mathrm{-CN}\), \(\mathrm{-NO_2}\) and \(\mathrm{-COOR}\), etc., show the \(-\mathrm{R}\) effect. The \(-\mathrm{R}\) effect results in developing a positive polarity at certain positions in a molecule. Figure 14.12 shows how the \(-\mathrm{R}\) effect in nitrobenzene develops positive polarity at the ortho and para positions.

Diagram

Fig. 14.12 – −R effect in nitrobenzene: four contributing structures linked by double headed arrows; the first shows the benzene ring bearing the nitro group drawn as N⊕ with =O and O⊖, with curved arrows drawing the ring electrons towards the nitrogen; the next three show a ⊕ charge appearing at one ortho position, at the para position and at the other ortho position in turn

+R effect vs −R effect | Feature | \(+\mathrm{R}\) (positive resonance) effect | \(-\mathrm{R}\) (negative resonance) effect | |—|—|—| | What the substituent does | Donates a lone pair into the conjugated system | Withdraws electrons from the conjugated system | | Effect on the ring | Increases electron density at the ortho and para positions | Develops positive polarity at the ortho and para positions | | Requirement in the group | A lone pair available for donation | A multiple bond able to accept electrons | | Examples | \(\mathrm{-OH}\), \(\mathrm{-OR}\), \(\mathrm{-O^{\ominus}}\), \(\mathrm{-NHR}\), halogen | \(\mathrm{-COOH}\), \(\mathrm{-CHO}\), \(\mathrm{-CO-}\), \(\mathrm{-CN}\), \(\mathrm{-NO_2}\), \(\mathrm{-COOR}\) | | Illustrated by | Aniline, Fig. 14.11 | Nitrobenzene, Fig. 14.12 |

The ortho and para positions appear in both rows for a structural reason worth noticing: those are precisely the ring positions that carry the charge in the contributing structures, so a group’s resonance effect is felt there and not at the meta positions.

(question only — no solution) For each of \(\mathrm{-OCH_3}\), \(\mathrm{-CN}\), \(\mathrm{-NH_2}\) and \(\mathrm{-NO_2}\) attached to a benzene ring, state whether it shows the \(+\mathrm{R}\) or the \(-\mathrm{R}\) effect, and name the ring positions at which the electron density is altered.

14.6.7 Electromeric Effect

This is a temporary electronic effect exhibited by multiple-bonded groups in the excited state in the presence of a reagent.

When a reagent approaches a multiple bond, the electron pair gets completely shifted to one of the multiply bonded atoms, giving a charge separated structure, as drawn in Fig. 14.49. For example, when \(\mathrm{H^{\oplus}}\) approaches the carbonyl group:

\[\mathrm{R_2C\!=\!O} + \mathrm{H^{\oplus}} \rightleftharpoons \mathrm{R_2\overset{\oplus}{C}\!-\!\overset{\ominus}{O}H}\]

Diagram

Fig. 14.49 – Electromeric effect: R2C=O with a curved arrow from the π bond to the oxygen and H⊕ approaching, marked “Reagent”, giving R2C⊕–O⊖H, with a reversible arrow between the two

NoteDefinition

The electromeric effect, or polarisability effect, is the complete transfer of a \(\pi\) electron pair to one of the multiply bonded atoms on the approach of an attacking reagent; it is a temporary effect.

This effect is temporary and disappears when the reagent is removed from the reacting system. That single property separates it from every other effect in this section: the inductive, resonance and hyperconjugative effects are all present in the ground state, whether or not a reagent is anywhere near.

14.6.8 Hyperconjugation

Hyperconjugation is a permanent electronic effect which explains the stability of a carbocation, a free radical or an alkene.

It is the delocalization of \(\sigma\) (sigma) electrons of a C - H bond of an alkyl group directly attached to a carbon atom which is part of an unsaturated system, or has an empty p-orbital, or has a p-orbital with an unpaired electron. The three situations are shown in Fig. 14.13.

Diagram

Fig. 14.13 – Species stabilized by hyperconjugation, three fragments labelled (I), (II) and (III): (I) –C(H)–C⊕– with the α C–H bond drawn next to the positively charged carbon; (II) –C(H)–C=C< with the α C–H next to the double bond; (III) –C(H)–Ċ– with the α C–H next to a carbon carrying an unpaired electron

NoteDefinition

Hyperconjugation is the delocalization of the \(\sigma\) electrons of a C–H bond of an alkyl group into an adjacent empty p orbital, \(\pi\) bond, or p orbital carrying an unpaired electron.

Hyperconjugation in the ethyl cation

Let us consider the ethyl cation (\(\mathrm{CH_3\overset{\oplus}{C}H_2}\)). Here the positively charged carbon atom with an empty p-orbital has an adjacent methyl group, that is an \(\alpha\)-(alpha) methyl group.

One of the C-H bonds of this \(\alpha\) methyl group is in alignment with the empty p-orbital. The \(\sigma\) electrons of this C-H bond are delocalized into the empty p-orbital and thereby stabilize the cation, as drawn in Fig. 14.14.

Diagram

Fig. 14.14 – Hyperconjugation in ethyl carbocation: the ethyl cation drawn with the positively charged carbon carrying an empty two-lobed p orbital labelled “empty p-orbital”, one C–H bond of the adjacent methyl group shown aligned with and overlapping that orbital, with dotted lines indicating the σ electrons spreading into the p orbital

Hyperconjugation is, thus, a \(\sigma\)-\(\pi\) conjugation. The delocalization can be represented by the contributing structures I to IV of Fig. 14.50.

Diagram

Fig. 14.50 – No bond resonance structures of the ethyl cation, four structures I to IV linked by double headed arrows: I, H–C(H)(H)–C⊕(H)(H) with a curved arrow from one C–H bond towards the empty orbital; II, III and IV, each drawn as H⊕ separated from a C=C, a different one of the three α-hydrogens being released each time, so that no covalent bond is shown between the carbon and that hydrogen

The contributing structures II, III and IV, involving delocalization of the \(\sigma\) electrons of the C-H bond, show no covalent bond between carbon and one of the \(\alpha\)-hydrogens. Hyperconjugation is, therefore, called ‘no bond resonance’.

The more the number of such \(\alpha\)-hydrogens — that is, hydrogen on the \(\alpha\)-carbon — the more are the no bond resonance structures, and the more is the stability. Counting \(\alpha\)-hydrogens is therefore the working method: the tert-butyl cation has nine, the isopropyl cation six, the ethyl cation three and the methyl cation none.

The relative stability of carbocations therefore decreases in the order:

\[\mathrm{CH_3\!-\!\overset{\oplus}{C}(CH_3)\!-\!CH_3} > \mathrm{CH_3\!-\!\overset{\oplus}{C}H\!-\!CH_3} > \mathrm{CH_3\!-\!\overset{\oplus}{C}H_2} > \mathrm{\overset{\oplus}{C}H_3}\]

Q5. A carbocation carries the same single positive charge whether it is a methyl cation or a tert-butyl cation. Why, then, should one of them be so much more stable than the other?

A. Because stability depends not on the size of the charge but on how far that charge can be spread out. Alkyl groups attached to the positive carbon release electron density towards it by the \(+\mathrm{I}\) effect, and, more importantly, the \(\sigma\) electrons of their \(\alpha\) C–H bonds delocalise into the empty p orbital by hyperconjugation. Each additional \(\alpha\)-hydrogen adds another no bond resonance structure. The tert-butyl cation has nine such hydrogens and the methyl cation has none, so the charge is heavily dispersed in the first and completely concentrated in the second.

Hyperconjugation in propene

Let us now look at propene, which has a methyl group attached to C = C. Delocalization of electrons by hyperconjugation in propene can be depicted as shown in Fig. 14.51.

Diagram

Fig. 14.51 – Hyperconjugation in propene, four contributing structures I to IV linked by double headed arrows: I, H3C–CH=CH2 with a curved arrow from an α C–H bond towards the double bond; II, the structure with H⊕ released, a ⊖ charge on the terminal carbon and no bond drawn between the α carbon and that hydrogen; III and IV, the same with each of the remaining two α-hydrogens released in turn

Figure 14.15 shows the orbital diagram of hyperconjugation in propene, in which the C–H sigma orbital of the methyl group overlaps sideways with the \(\pi\) orbital of the double bond.

Diagram

Fig. 14.15 – Orbital diagram of hyperconjugation in propene: the three carbons drawn in a row, the p orbitals of the C=C shown as two-lobed orbitals overlapping side by side, and the aligned C–H bond orbital of the methyl group shown overlapping the adjacent p orbital, with dotted lines marking the delocalization

The effect of hyperconjugation is usually stronger than the inductive effect. This is why hyperconjugation, rather than the \(+\mathrm{I}\) effect alone, is quoted as the principal explanation of carbocation, free radical and alkene stability.

inductive vs resonance vs electromeric vs hyperconjugative effect | Feature | Inductive effect | Resonance effect | Electromeric effect | Hyperconjugation | |—|—|—|—|—| | Permanent or temporary | Permanent | Permanent | Temporary | Permanent | | Electrons involved | \(\sigma\) electrons of C–C bonds | \(\pi\) electrons of a conjugated system, or a lone pair | \(\pi\) electrons of a multiple bond | \(\sigma\) electrons of an \(\alpha\) C–H bond | | Operates through | Sigma bonds | Conjugated \(\pi\) bonds | The multiple bond itself | \(\sigma\)–\(\pi\) or \(\sigma\)–p overlap | | How far it reaches | Falls off rapidly, negligible beyond three bonds | Transmitted along the whole conjugated chain | Only while the reagent is present | The adjacent \(\alpha\) position | | Types | \(+\mathrm{I}\) and \(-\mathrm{I}\) | \(+\mathrm{R}\) and \(-\mathrm{R}\) | — | Also called no bond resonance | | Explains | Relative strength of the pull on a chain, stability of ions | Equal bond lengths in benzene, ortho and para polarity | Addition of a reagent to a multiple bond | Stability of carbocations, free radicals and alkenes |

(question only — no solution) Count the number of \(\alpha\)-hydrogens available for hyperconjugation in (i) \(\mathrm{CH_3\!-\!\overset{\oplus}{C}H\!-\!CH_3}\), (ii) \(\mathrm{(CH_3)_3C^{\oplus}}\) and (iii) \(\mathrm{CH_3\!-\!CH\!=\!CH_2}\), and use your answers to place the two cations in order of stability.

  1. Read more about the basic principles of organic chemistry at https://authors.library.caltech.edu/25034
  2. Collect information about isomerism.

14.7 Summary

  1. Carbon is tetravalent and bonds strongly to itself, so it builds chains, branches and rings ranging from \(\mathrm{CH_4}\) to DNA. Crude oil is a mixture of hydrocarbons, and the medicines supplied by the pharmaceutical industry are organic compounds.

  2. A structural (dash) formula shows every atom and every bond; an electron dot, or Lewis, structure shows the valence electrons as dots, two dots between two atoms standing for one covalent bond.

  3. A condensed formula hides some or all bonds and uses subscripts for identical groups, as in \(\mathrm{CH_3\!-\!CH_3}\) or \(\mathrm{CH_3CH_3}\) for ethane.

  4. In a bond line (zig-zag) formula the symbols of carbon and hydrogen are not written; line terminals are methyl groups and each intersection is a carbon carrying enough hydrogens to satisfy tetravalency. Heteroatoms, and hydrogens bonded to them, are written clearly.

  5. Four methods put a three-dimensional molecule on flat paper: the wedge formula (solid wedge towards the reader, dashed wedge away, normal line in the plane of the paper); the Fischer projection or cross formula (horizontal bonds projecting up, vertical bonds going below, commonly used in carbohydrate chemistry); the Newman projection (front carbon a point, rear carbon a circle, the remaining bonds drawn like spokes); and the sawhorse, andiron or perspective formula (a long slanting C–C line with the front carbon at the lower end).

  6. Molecular models aid visualisation: the framework model shows the skeletal pattern of bonds, the ball and stick model shows atoms as balls and bonds as sticks, and the space filling model shows the relative size and the volume occupied by each atom.

  7. Organic compounds are classified in two ways — on the basis of the carbon skeleton and on the basis of the functional group.

  8. By skeleton: acyclic (aliphatic) compounds are open chains, either straight or branched; cyclic compounds form rings. A ring of carbon atoms only is homocyclic or carbocyclic, while a ring containing a heteroatom such as O, N or S is heterocyclic. Carbocyclic compounds are either alicyclic, behaving like aliphatic compounds, or aromatic, having special stability; aromatic compounds are benzenoid or non-benzenoid.

  9. A functional group is that part of a molecule which undergoes change as a result of a reaction. Compounds sharing a functional group form a family, named after that group.

  10. A homologous series is a series of compounds of the same family in which each member has the same type of carbon skeleton and the same functional group and differs from the next by one \(\mathrm{-CH_2-}\) group. Each member is a homologue, and all members share one general formula — \(\mathrm{C_nH_{2n+2}}\) for alkanes and \(\mathrm{C_nH_{2n}O}\) for straight chain aldehydes. Members show similar chemical properties and gradually changing physical properties such as melting point, boiling point, density and solubility.

  11. Saturated (\(sp^3\)) carbons are labelled primary, secondary, tertiary or quaternary according to whether they are bonded to one, two, three or four other carbon atoms.

  12. Trivial or common names arose from history and long usage; IUPAC nomenclature, developed after IUPAC was founded in 1919, gives every compound a unique name built from a parent hydrocarbon, its branches and its functional groups.

  13. For branched saturated hydrocarbons: select the longest continuous chain as the parent chain, taking the one with more substituents if two chains tie in length; number the chain to give the lowest locants; add substituent names alphabetically, each with a hyphenated locant; use di, tri and tetra for identical substituents; and name a complex branched substituent from its point of attachment, enclosing it in a bracket.

  14. For alkenes and alkynes the longest chain must include the multiple bond, which is given the lowest possible locant. The ending “ane” becomes “ene” or “yne”; two such bonds give a diene or diyne with the “a” of “ane” retained; an “en” ending is written before a “yne” ending; and where the two would tie, the double bond takes the lower number.

  15. Monocyclic hydrocarbons take the prefix “cyclo”, ring numbering begins from a side chain, and if the alkyl group carries more carbons than the ring, the ring becomes the substituent.

  16. In compounds containing functional groups, the principal functional group is chosen by the priority order

\[\mathrm{-COOH} > \mathrm{-SO_3H} > \mathrm{-COOR} > \mathrm{-COCl} > \mathrm{-CONH_2} > \mathrm{-CN} > \mathrm{-CHO} > \mathrm{C\!=\!O} > \mathrm{-OH} > \mathrm{-NH_2} > \mathrm{C\!=\!C} > \mathrm{-C}\equiv\mathrm{C}-\]

and is written as the suffix, the remaining groups appearing as prefixes. Groups such as \(\mathrm{-NO_2}\), \(\mathrm{-X}\) and \(\mathrm{-OR}\) appear only as prefixes, and the carbon of \(\mathrm{-COOR}\), \(\mathrm{-COCl}\), \(\mathrm{-CONH_2}\), \(\mathrm{-CN}\) and \(\mathrm{-CHO}\) is C-1 by rule, so its locant is not written.

  1. Substituted benzenes: a monosubstituted benzene takes the substituent name as a prefix, with trivial names such as toluene, aniline, phenol and anisole accepted by IUPAC; the three disubstituted isomers are numbered 1,2-, 1,3- and 1,4-, corresponding to ortho, meta and para; and where one group gives the molecule a special name, the compound is named as a derivative of that compound. A ring attached to a longer chain, or to a chain bearing a functional group, is named as a phenyl substituent.

  2. Isomerism is the existence of two or more compounds possessing the same molecular formula. Structural isomers differ in their structural formulae, while stereoisomers have the same structural formula and differ only in the arrangement of atoms or groups in space.

  3. Structural isomerism is of five kinds: chain isomerism (different carbon skeletons), position isomerism (the same functional group at different positions), functional group isomerism (different functional groups), metamerism (unequal distribution of carbon atoms on either side of the same functional group) and tautomerism (rapidly interconverting isomers, usually formed by a proton shift, as in keto–enol tautomerism where the hydrogen moves between the \(\alpha\)-carbon and the oxygen).

  4. In an organic reaction the substrate supplies the carbon to the new bond, the reagent brings about the change, and byproducts accompany the product of interest, as in

\[\mathrm{CH_4} + \mathrm{Cl_2} \xrightarrow{\ h\nu\ } \mathrm{CH_3Cl} + \mathrm{HCl}\]

  1. Because bond breaking and bond forming are not instantaneous, unstable intermediates are formed and most organic reactions are multi-step. The sequential account of the electron movement, the bonds broken and formed, the changes in energy and shape, and the rate of the overall reaction is the reaction mechanism, which helps in understanding reactivity and in planning synthetic strategies.

  2. Homolytic cleavage splits the bond pair equally, is shown by half-headed fish-hook arrows and gives two neutral free radicals. It is favoured by ultraviolet radiation, peroxides or high temperature and leads to free radical, non-polar reactions. A carbon free radical is \(sp^2\) hybridized with planar trigonal geometry.

  3. Heterolytic cleavage sends both electrons to the more electronegative atom, is shown by a full-headed curved arrow and gives a cation and an anion. It is favoured in polar solvents and leads to heteropolar, polar or ionic reactions. A carbocation has a sextet of electrons, is \(sp^2\) hybridized and trigonal planar with a vacant \(p_z\) orbital; a carbanion has a complete octet and a negative charge on carbon.

  4. The stability of alkyl free radicals and of alkyl carbocations both follow the order tertiary > secondary > primary > methyl.

  5. Reagents are of two types: electrophiles, which are electron deficient and accept electrons at an electrophilic centre, and nucleophiles, which are electron rich and donate electrons from a nucleophilic centre. A nucleophile attacks an electrophilic centre, and an electrophile attacks a nucleophilic centre.

  6. An electronic effect is the displacement of valence electrons that polarises an organic molecule. The inductive and resonance effects are permanent, present in the ground state; the electromeric or polarisability effect is temporary, appearing only as a reagent approaches and disappearing when it is removed.

  7. The inductive effect is the polarity induced in adjacent carbon–carbon single bonds by a polar covalent bond. It is represented by an arrowhead at the centre of the bond, weakens rapidly along the chain and becomes negligible beyond three bonds. Groups are classified, with respect to hydrogen, as \(-\mathrm{I}\) or electron withdrawing (\(\mathrm{-Cl}\), \(\mathrm{-NO_2}\), \(\mathrm{-CN}\), \(\mathrm{-COOH}\), \(\mathrm{-COOR}\), \(\mathrm{-OAr}\)) or \(+\mathrm{I}\) or electron releasing (alkyl groups).

  8. Where multiple bonds alternate with single bonds, a conjugated system of \(\pi\) bonds exists and resonance theory applies. Resonance structures differ only in the positions of the \(\pi\) electrons, are linked by a double headed arrow and are hypothetical; the real molecule is their resonance hybrid and is more stable than any of them, the energy difference being the resonance energy. Benzene has one bond length of 138 pm throughout, intermediate between 154 pm and 133 pm, because each carbon carbon bond of the hybrid has partial single and partial double bond character.

  9. A resonance structure is more important when it has more covalent bonds, more atoms with a complete octet or duplet, less separation of opposite charges, the negative charge on the more electronegative atom and the positive charge on the more electropositive atom, and greater dispersal of charge. When all the resonance structures are equivalent, the species is highly resonance stabilized, as in \(\mathrm{R\!-\!COO^{\ominus}}\) and \(\mathrm{CO_3^{2-}}\).

  10. The resonance or mesomeric effect is the polarity produced by interaction between conjugated \(\pi\) bonds, or between a \(\pi\) bond and a p orbital on an attached atom. A \(+\mathrm{R}\) group donates a lone pair and raises electron density at the ortho and para positions, as in aniline; a \(-\mathrm{R}\) group withdraws electrons and develops positive polarity at those positions, as in nitrobenzene.

  11. Hyperconjugation is the delocalization of the \(\sigma\) electrons of an \(\alpha\) C–H bond into an adjacent empty p orbital, \(\pi\) bond or p orbital carrying an unpaired electron — a \(\sigma\)-\(\pi\) conjugation. Its contributing structures show no covalent bond between the carbon and that hydrogen, so it is called no bond resonance. The more the \(\alpha\)-hydrogens, the greater the stability, and the effect is usually stronger than the inductive effect.

  12. The reasoning used to analyse any organic reaction is condensed in FC 14.8.

Flowchart

FC 14.8 – Analysing an organic reaction: identify the substrate and the reagent → decide how the bond breaks → homolysis (ultraviolet radiation, peroxide, heat) → free radicals → non-polar reaction; or heterolysis (polar solvent) → carbocation or carbanion → polar, ionic reaction → classify the reagent as electrophile or nucleophile → locate the electrophilic and nucleophilic centres in the substrate, generated by the electronic effects (inductive, resonance, electromeric, hyperconjugation) → predict which centre is attacked → judge the stability of the intermediate formed (charge dispersed by +I effect and hyperconjugation, or by resonance) → write out the mechanism step by step

14.8 Check Your Concepts

  1. Both diamond and glucose contain carbon, yet only one of them is studied in organic chemistry. Explain what property of carbon organic chemistry is really built on, and why sheer presence of the element is not enough.

  2. A student writes the bond line formula of a compound as a five-carbon zig-zag with no letters written anywhere. Another student objects that hydrogen atoms have been left out. Is the first student wrong? Justify, and explain when hydrogen must be written in a bond line formula.

  3. Assertion: A Fischer projection formula can show the three-dimensional arrangement at a carbon without using any wedges. Reason: In a Fischer projection, horizontal lines represent bonds projecting towards the viewer and vertical lines represent bonds going away from the viewer. State whether each of the assertion and the reason is true, and whether the reason explains the assertion.

  4. A Newman projection and a sawhorse formula of the same molecule contain exactly the same information. Explain what is different about them, and give one situation in which the Newman projection is the more useful of the two.

  5. Phenol contains an oxygen atom and a ring, yet it is not a heterocyclic compound. Explain, and state what would have to change in its structure for it to become heterocyclic.

  6. Furan and tetrahydrofuran are both five-membered rings containing one oxygen atom, but only one of them is aromatic. Identify which, and explain what structural feature makes the difference.

  7. Classify each of the following by carbon skeleton, giving one line of justification for each: naphthalene, cyclobutane, pyridine, isobutane, tropone.

  8. Two compounds belong to the same homologous series. Predict which of the following will be nearly the same for both and which will differ, giving your reasoning: (i) chemical reactions with sodium, (ii) boiling point, (iii) general molecular formula, (iv) molar mass.

  9. Name the type of carbon (primary, secondary, tertiary or quaternary) present at the centre of neo-pentane, and explain why such a carbon can carry no hydrogen atom at all.

  10. What happens to the parent chain selection if the longest chain of a molecule does not contain the functional group? Explain with reference to the IUPAC rules, and state which chain is finally chosen.

  11. In naming a compound, “isopropyl” is alphabetized under i but “dimethyl” is alphabetized under m. Explain the reason behind this difference.

  12. A compound contains both a \(\mathrm{-COOH}\) group and an \(\mathrm{-OH}\) group. Which one will appear as the suffix in its IUPAC name and which as the prefix? State the rule you have used, and write the prefix form of the group that becomes the substituent.

  13. Why is no locant number written for the \(\mathrm{-CHO}\) group in the name butanal, whereas the number 2 must be written in pentan-2-one?

  14. A benzene ring carries a hexyl group in one compound and a heptyl group in another. Explain why the two are named on entirely different patterns, and write the pattern used in each case.

  15. Arrange the following in increasing order of the strength of the \(-\mathrm{I}\) effect exerted on the carbon chain, giving reasons: \(\mathrm{-I}\), \(\mathrm{-Br}\), \(\mathrm{-Cl}\).

  16. Assertion: The inductive effect of a chlorine atom is not felt at a carbon five bonds away. Reason: The inductive effect is transmitted through \(\pi\) bonds. State whether the assertion and the reason are true, and correct the reason if it is wrong.

  17. Explain why all six carbon–carbon bonds of benzene are of equal length, although a single Lewis structure of benzene shows three single and three double bonds.

  18. Resonance structures and tautomers are both drawn as two structures side by side. Explain clearly how the two situations differ, mentioning what moves in each case and what arrow is used between the structures.

  19. Between the two resonance structures of the formate ion, neither can be called the more important one. Explain why, and state what this tells you about the two C–O bonds of the ion.

  20. Predict, with reasons, whether each of the following species can be resonance stabilized: (i) \(\mathrm{CH_3\!-\!CH_2\!-\!OH}\), (ii) \(\mathrm{CH_2\!=\!CH\!-\!CH\!=\!CH_2}\), (iii) \(\mathrm{CH_3\!-\!NO_2}\), (iv) \(\mathrm{CH_2\!=\!CH\!-\!CH_2\!-\!CH_2\!-\!CH\!=\!CH_2}\).

  21. Aniline and nitrobenzene both show a resonance effect, but the electron density at the ortho and para positions changes in opposite ways. Explain the reason for this difference, naming the effect operating in each.

  22. Why is the meta position not affected by the resonance effect of a substituent, whereas the ortho and para positions are?

  23. Distinguish between the electromeric effect and the resonance effect on the basis of (i) whether they are permanent or temporary, (ii) what triggers them, and (iii) what happens when the reagent is removed.

  24. A tert-butyl free radical and a tert-butyl carbocation both have a planar trigonal geometry at the central carbon. Explain what is different about the \(p_z\) orbital in the two species, and how each of them is stabilized by the surrounding methyl groups.

  25. Count the \(\alpha\)-hydrogens available for hyperconjugation in the ethyl, isopropyl and tert-butyl carbocations, and use the counts to explain the observed order of stability of alkyl carbocations.

  26. Hyperconjugation is called “no bond resonance”. Explain the reason behind this name by describing what the contributing structures show.

  27. In the reaction of methane with chlorine in ultraviolet light, identify the substrate, reagent, product and byproduct, and state the type of bond cleavage that begins the reaction. Justify the type of cleavage from the conditions given.

  28. Explain why heterolytic cleavage is favoured in a polar solvent while homolytic cleavage is favoured in the presence of ultraviolet radiation or peroxides.

  29. Classify each of the following as an electrophile or a nucleophile, and name the reactive centre in each: \(\mathrm{AlCl_3}\), \(\mathrm{OH^{\ominus}}\), \(\mathrm{{}^{\oplus}NO_2}\), \(\mathrm{NH_3}\), \(\mathrm{Br^{\oplus}}\).

  30. \(\mathrm{H_2O}\) is described as a nucleophile even though it carries no negative charge. Explain how a neutral molecule can act as a nucleophile, and identify the nucleophilic centre in this case.

  31. Write the structural formulae of all the isomers of \(\mathrm{C_4H_{10}O}\) that contain the ether functional group, and state the type of isomerism relating each pair among them.

  32. A carbonyl compound has no hydrogen atom on its \(\alpha\)-carbon. Predict whether it can show keto–enol tautomerism, and justify your answer.

  33. Write condensed formulae and bond line formulae for the following structures.

    1. The dash formula of a four-carbon straight chain alkane, \(\mathrm{H\!-\!CH_2\!-\!CH_2\!-\!CH_2\!-\!CH_2\!-\!H}\) drawn with every hydrogen shown.
    2. \(\mathrm{N}\equiv\mathrm{C\!-\!CH_2\!-\!CH_2\!-\!C}\equiv\mathrm{N}\) drawn with every hydrogen shown.
    3. The dash formula of \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!COOH}\) drawn with every hydrogen shown and the \(\mathrm{-C(=\!O)OH}\) group written out.
  34. Write dash formulae for the bond line formulae a, b, c and d given in Fig. 14.52.

Diagram

Fig. 14.52 – Four bond-line formulae labelled a to d: (a) a five-carbon zig-zag chain carrying a =O on the second carbon and a methyl branch; (b) a cyclohexane ring carrying an ethyl group; (c) a short branched chain ending in a terminal C=C with a methyl branch; (d) a four-carbon zig-zag with a C=C at one end and OH written at the other end

  1. Write bond line formulae and condensed formulae for the following compounds.
    1. 3-methyloctane
    2. hept-2-ene
    3. 2, 2, 4, 4- tetramethylpentane
    4. octa-1,4-diene
    5. methoxyethane
  2. Write the structural formulae for the following names and also write correct IUPAC names for them.
    1. 5-ethyl-3-methylheptane
    2. 2,4,5-trimethylhexane
    3. 2,2,3-trimethylpentan-4-ol
  3. Identify the more favourable resonance structure from each pair given in Fig. 14.53. Justify.

Diagram

Fig. 14.53 – Two pairs of resonance structures linked by double headed arrows: (a) CH3–C(=O)–OH with a curved arrow, shown against CH3–C(–O⊖)=O⊕H; (b) ⊕CH2–CH=C(H)–O⊖ shown against ⊖CH2–CH=C(H)–O⊕

  1. Find out all the functional groups present in the following polyfunctional compounds, whose structures are drawn in Fig. 14.54.
    1. Dopamine, a neurotransmitter that is deficient in Parkinson’s disease.
    2. Thyroxine, the principal thyroid hormone.
    3. Penicillin G, a naturally occurring antibiotic.

Diagram

Fig. 14.54 – Three structures labelled a, b and c: (a) dopamine, a benzene ring carrying two adjacent HO groups and a –CH2–CH2–NH2 side chain; (b) thyroxine, a HO-substituted iodinated ring joined through O to a second iodinated ring bearing –CH2–CH(NH2)–COOH; (c) penicillin G, a benzene ring with –CH2–C(=O)–NH– attached to the fused β-lactam and thiazolidine ring system carrying two CH3 groups and a COOH group

  1. Find out the most stable species from the following. Justify.
    1. \(\mathrm{\overset{\bullet}{C}H_3}\), \(\mathrm{CH_3\!-\!\overset{\bullet}{C}H\!-\!CH_3}\), \(\mathrm{CH_3\!-\!\overset{\bullet}{C}(CH_3)\!-\!CH_3}\)
    2. \(\mathrm{\overset{\ominus}{C}H_3}\), \(\mathrm{\overset{\ominus}{C}H_2Br}\), \(\mathrm{\overset{\ominus}{C}Br_3}\)
    3. \(\mathrm{\overset{\oplus}{C}H_3}\), \(\mathrm{\overset{\oplus}{C}H_2Cl}\), \(\mathrm{\overset{\oplus}{C}Cl_3}\)
  2. Identify the \(\alpha\)-carbons in the following species and give the total number of \(\alpha\)-hydrogen in each.
    1. \(\mathrm{CH_3\!-\!CH_2\!-\!\overset{\oplus}{C}H\!-\!CH_2\!-\!CH_3}\)
    2. The carbocation drawn in Fig. 14.55, in which the positively charged carbon carries a methyl group, an ethyl group and a cyclohexane ring.
    3. \(\mathrm{CH_2\!=\!CH\!-\!CH_2\!-\!CH_3}\)

Diagram

Fig. 14.55 – A carbocation with the positively charged carbon bonded to CH3 on one side, CH2–CH3 on the other, and a cyclohexane ring drawn below it

  1. Identify primary, secondary, tertiary and quaternary carbon in the following compounds.
    1. \(\mathrm{CH_3\!-\!C(CH_3)_2\!-\!CH(CH_3)\!-\!CH_2\!-\!CH_2\!-\!CH_3}\)
    2. The bridged bicyclic hydrocarbon drawn in Fig. 14.56.

Diagram

Fig. 14.56 – A bridged bicyclic hydrocarbon skeleton drawn in bond-line form, a six-membered ring with a one-carbon bridge across it

  1. What is meant by homologous series? Write the first four members of the homologous series that begins with A. \(\mathrm{CH_3CHO}\) B. \(\mathrm{H\!-\!C}\equiv\mathrm{C\!-\!H}\). Also write down their general molecular formula.

  2. Write IUPAC names of the compounds A to F drawn in Fig. 14.57.

Diagram

Fig. 14.57 – Six bond-line structures labelled A to F: (A) a branched saturated chain with two methyl branches; (B) a chain with a C=C and a terminal NH2; (C) a chain containing both a C≡C and a C=C with a methyl branch; (D) an ester, a chain carrying –C(=O)–O– followed by an ethyl group; (E) a benzene ring bearing a –CH2–CH2–OH side chain; (F) a benzene ring bearing an OH group and a CH3 group in a meta relationship

  1. Find out the type of isomerism exhibited by the following pairs.
    1. \(\mathrm{CH_3\!-\!CH_2\!-\!NH\!-\!CH_2\!-\!CH_3}\) and \(\mathrm{CH_3\!-\!NH\!-\!CH_2\!-\!CH_2\!-\!CH_3}\)
    2. \(\mathrm{CH_3\!-\!CH(OH)\!-\!CH_2\!-\!CH_3}\) and \(\mathrm{CH_3\!-\!CH_2\!-\!O\!-\!CH_2\!-\!CH_3}\)
    3. \(\mathrm{CH_3\!-\!CH_2\!-\!NO_2}\) and \(\mathrm{CH_3\!-\!CH\!=\!N^{\oplus}(OH)O^{\ominus}}\)
    4. The two ring compounds drawn in Fig. 14.58.

Diagram

Fig. 14.58 – Two structures side by side: a six-membered ring carrying a C=O (cyclohexanone) and a six-membered ring carrying a C=C with an OH on one of the doubly bonded carbons (cyclohex-1-en-1-ol)

  1. Draw resonance structures of the following:

    1. Phenol B. Benzaldehyde C. Buta-1,3-diene D. Acetate ion
  2. Distinguish:

    1. Inductive effect and resonance effect
    2. Electrophile and nucleophile
    3. Carbocation and carbanion
    4. Homolysis and heterolysis
  3. Phytane is a naturally occurring alkane produced by the alga spirogyra and is a constituent of petroleum. The IUPAC name for phytane is 2,6,10,14-tetramethylhexadecane. Write the zig-zag formula for phytane. How many primary, secondary, tertiary and quaternary carbons are present in this molecule?

  4. Draw all the no-bond resonance structures of isopropyl carbocation.

  5. A covalent bond in tert-butylbromide breaks in a suitable polar solvent to give ions.

    1. Name the anion produced by this breaking of a covalent bond.
    2. Indicate the type of bond breaking in this case.
    3. Comment on the geometry of the cation formed by such bond cleavage.

14.9 Case-Based Questions

  1. Observe the following structures and answer the questions given below.
  1. \(\mathrm{CH_3\!-\!CH_2\!-\!CH_2\!-\!CHO}\)
  2. \(\mathrm{CH_3\!-\!CH(CH_3)\!-\!CHO}\) a. What is the relation between (i) and (ii)? b. Write the IUPAC name of (ii). c. Draw the functional group isomer of (i).
  1. Observe the following and answer the questions given below.

\[\mathrm{CH_3\!-\!CH_3} \xrightarrow{\ \text{U. V. light}\ } \mathrm{\overset{\bullet}{C}H_3} + \mathrm{\overset{\bullet}{C}H_3}\]

a. Name the reactive intermediate produced.
b. Indicate the movement of electrons by a suitable arrow to produce this intermediate.
c. Comment on the stability of this intermediate produced.
  1. An electronic displacement in a covalent bond is represented by the following notation.

\[\overset{\delta\oplus}{\mathrm{C}}\mathrm{H_3} \longrightarrow \overset{\delta\oplus}{\mathrm{C}}\mathrm{H_2} \longrightarrow \overset{\delta\ominus}{\mathrm{Cl}}\]

a. Identify the effect.
b. Is the displacement of electrons in a covalent bond temporary or permanent?

14.10 Objective Questions

  1. Match the pairs.
Column A Column B
a. Inductive effect i. delocalisation of \(\pi\) electrons
b. Hyperconjugation ii. displacement of \(\pi\) electrons
c. Resonance effect iii. delocalisation of \(\sigma\) electrons
iv. displacement of \(\sigma\) electrons
  1. Write true or false. Correct the false statement.
    1. Homolytic fission involves unsymmetrical breaking of a covalent bond.
    2. Heterolytic fission results in the formation of free radicals.
    3. Free radicals are negatively charged species.
    4. Aniline is a heterocyclic compound.
  2. Which of the following statements are true with respect to electronic displacement in a covalent bond?
    1. Inductive effect operates through \(\pi\) bond
    2. Resonance effect operates through \(\sigma\) bond
    3. Inductive effect operates through \(\sigma\) bond
    4. Resonance effect operates through \(\pi\) bond
      1. a and b
      2. a and c
      3. c and d
      4. b and c
  3. Hyperconjugation involves overlap of ….. orbitals.
    1. \(\sigma - \sigma\)
    2. \(\sigma - p\)
    3. \(p - p\)
    4. \(\pi - \pi\)
  4. Which type of isomerism is possible in \(\mathrm{CH_3CH\!=\!CHCH_3}\)?
    1. Position
    2. Chain
    3. Geometrical
    4. Tautomerism
  5. The correct IUPAC name of the compound drawn in Fig. 14.59 is …..
    1. hept-3-ene
    2. 2-ethylpent-2-ene
    3. hex-3-ene
    4. 3-methylhex-3-ene

Diagram

Fig. 14.59 – A bond-line structure of a six-carbon chain carrying a C=C between the third and fourth carbons and a methyl branch on the third carbon

  1. The geometry of a carbocation is ……
    1. linear
    2. planar
    3. tetrahedral
    4. octahedral
  2. The homologous series of alcohols has the general molecular formula ………
    1. \(\mathrm{C_nH_{2n+1}OH}\)
    2. \(\mathrm{C_nH_{2n+2}OH}\)
    3. \(\mathrm{C_nH_{2n-2}OH}\)
    4. \(\mathrm{C_nH_{2n}OH}\)
  3. The delocalization of electrons due to overlap between a p-orbital and a sigma bond is called
    1. Inductive effect
    2. Electronic effect
    3. Hyperconjugation
    4. Resonance